Tag

Persuasion & Negotiation Archives - How to be Awesome at Your Job

955: Mastering Emotion and Conversation Like a Top Hostage Negotiator with Scott Walker

By | Podcasts | No Comments

 

Former hostage negotiator Scott Walker shares powerful principles for masterful dialogue when the stakes are high.

You’ll Learn:

  1. The number one skill of master negotiators
  2. Two tricks to help prepare you for any conversation
  3. How MORE PIES help build rapport 

About Scott

Scott Walker is one of the world’s most experienced kidnap-for-ransom negotiators. He has helped resolve more than three hundred cases and other crises, such as piracy and cyber-extortion attacks. He spent sixteen years as a Scotland Yard detective engaged in covert, counterterrorist, and kidnapping operations. He left the police in 2015 to support organizations, government departments, and private individuals in securing the release of hostages. He now delivers negotiation workshops to organizations all over the world and is sought after as a keynote speaker. His first book, Order Out of Chaos, is out now and is a Sunday Times bestseller.  

Resources Mentioned

Scott Walker Interview Transcript

Pete Mockaitis

Scott, welcome.

Scott Walker

Thanks for having me. Good to be here.

Pete Mockaitis

Oh, it’s great to have you. And I think we must start with a thrilling hostage negotiation story.

Scott Walker

A thrilling hostage negotiation story, just like the movies obviously, because that’s how every single one where the helicopter gunship comes in and there’s a mass battle. I’d like to say, actually, before I get into the story is if there was a fly on the wall for 99% of these kidnap-for-ransom negotiation situations, people will be thinking, “Is that it?” in terms of, “Where’s the high drama? Where’s the high stakes?” but that’s the last thing we want if things are getting really off the chart, we’re kind of doing a job wrong.

But you want a story, let me give you a story. Okay. A few years ago, I was in Africa, on a case in West Africa, and six people have been taken off a ship by pirates and were being held to ransom by the kidnappers, by the pirates for several millions of dollars.

And my job was to work alongside the families and the company whom the hostages belong to. And, usually, there’s a bit of a delay until we hear from the kidnappers, their initial demands, “We’ve got your people.” But it’s taking a long time, I’m looking around the table, there’s lots of senior people here, and I’ve kind of given them, “This is how it’s going to play out. You trust me, follow me, this is how it’s all going to work out.” and it’s not. Nothing’s really happening.

But then, as if the universe is listening, the phone rings, and they say, “Yeah, we’ve got your people. We want five million dollars and we want it by the end of the week, or we’re going to kill them,” and then you can hear a pin drop. And I turn to the guy I’m using as the communicator, and we agree to a strategy about, “Okay, for the next few calls, we’re going to get a proof of life. We’re going to come back with an initial offer to manage their expectations, and everybody, family as well, we need to be prepared for some conflict, for some threats,” and this is standard practice. So, anyway, the next week or two, two and a half weeks goes by, and we get them from five million down to about half a million, I think it was.

Pete Mockaitis

Well, 10x, there you go. Good work, sir.

Scott Walker

And it’s not about saving money, and there’s a reason why we do that, and I can go into it afterwards, and it’s relevant to workplace negotiations as well. But it’s taking its toll. It’s taking its toll. It’s making the guy that I’m using super stressed. He’s a broken man, and I realized in that moment, “Actually, we need to do something here.” Kidnappers phoned again, and he’s like, “Hey, you need to give us more time. You’ve got our people, you must look after them, they’re your responsibility,” and then this booming voice comes out from the phone saying, “No, they’re yours. We want the money by Friday or we will execute them.”

And the communicator smashes his fist against the table, and I think, “That is going to come my way any second.” But he walks out and I realized, “Unless I can establish or re-establish the trust, make sure the rapport is there, influence and persuade, and bring about some kind of cooperation with him, we’re not going to get anywhere here, and the hostages are going to die.” The kidnappers can wait, they’re easy to deal with. At the end of the day, kidnappers are just businessmen looking for a great deal. That’s it.

And so, I need emotional intelligence 101, and over the course of 24-36 hours, I get the communicator around, he jumps on the next call and we agree to a deal of about $300,000 in the end. And then a few days later, the hostages come back, of which that is in itself was interesting. And depends how long the podcast is, I could go on and on about…maybe I can say the second part of the story for later on, but some key points from that as well. Hopefully, that whets your appetite.

Pete Mockaitis

Well, it does, and that’s really, really fascinating that you’re not so much worried about the kidnappers who are making demands and threatening to kill people, as you are about your relationship with the guy talking on the phone in the same room. That’s intriguing. And so, your experience, and you sort of know the stakes and what’s going on. And so, I’m intrigued, how did you solve that problem with that person that you’re working with communicating?

Scott Walker

Well, first of all, let’s just take a step back here, and just have a look at what is a negotiation. People get scared, they run a mile when the term negotiation gets bandied around. It’s simply a conversation with a purpose, okay? And I think it’s fair to say the world needs us all to be able to have better conversations right now. Everyone’s shouting, no one is listening. And so, there’s an art, there’s a skill to having better conversations with people, if they’re kidnappers, teenage kids, or you’re working for a big corporate.

But in terms of, let’s look at a negotiation per se, there are three elements of that. There’s the other side you’ve got to manage, there’s your own side, and then there’s your internal emotions, your own mindset. And so, we often overlook our own side and we call it the crisis within the crisis. So, this is when, again, let’s just take a business setting, where dealing with your clients and the customers is the easy bit. It is relatively straightforward, but you’ve got the egos, the internal politics, the competing demands, the silo mentality, the competing budgets, whatever it is, all vying for your attention. It’s just noise on your side of the table, and that actually would take 80% of my time to manage on a case on our own side.

But again, it’s taking a step back and looking, “Okay, what’s really going on here? What is this person’s underlying needs and wants? Is it they just want a save face? Is it they want a bit of control? Are they just an ego-driven boss that likes the sound of their own voice?” And they’re easy to deal with because it’s all about them and you can play to that. And we can go into that a bit later about some of those techniques about what we can do to achieve that.

Pete Mockaitis

Okay. Well, there’s already so much to dig into there. So, 80% internal stuff, that sounds annoying and frustrating to folks like myself. Activator is one of my top strengths, “I like to get stuff done, let’s make it happen. And this, ugh, dealing with all the internal stuff is a bummer,” and yet you understand that that is often necessary for it to take up the majority of your efforts, as unpleasant or annoying as that may be to some personalities, so as to get a good outcome. And so, in this instance, you need to sort through something with your communicator. And, Scott, the human person needs completion on a story. Lay it on us. How did you resolve that?

Scott Walker

Sure. Okay. Well, again, there’s two things to remember here as well. In a negotiation, yes, there’s problem solving. You want to gather some information to solve a problem, which, in your personality type there, the behavioral trait is you want to get stuff done, and that is a natural instinct, particularly in the corporate world, “Come on, let’s get it done,” but that can overlook the second fundamental aspect, which is about establishing and building relationships.

Because unless you can do that, the gold medal, the desired outcome of every negotiation, really, is some kind of cooperation or collaboration, and you can’t do that if it’s, “I’m going for my target. Get out of my way. I’m coming through.” That can serve sometimes, but if you want a long-term client for life, a great team culture, it’s about establishing those relationships.

Funny enough, on this case, obviously working lots of empathy, active listening, validating with the communicator, he comes on board, we get the deal, but just because we’ve got an agreement. It’s not the same as the safe and timely release of the hostages, because they could get picked up by another gang, they can fall ill or injured after being released, who knows. So, we get the money, the ransom money, 300,000 US dollars in two bags, and we’ve got to get across the border from one country to the next.

And we used a courier, some brave soul who’s had lots of courage for breakfast, who then follows instructions by the kidnappers to get to where they need to get to. Meanwhile, the kidnappers are phoning me and our team, checking in to make sure every four hours that it’s going according to plan. Four hours go by, we don’t hear anything from the courier. Eight hours go by, still nothing, and you can see where this is going now. Twelve hours, nothing. Thirteen and a bit hours later, we get a phone call. The courier has been intercepted by the local police who are refusing to let him go with the money.

Cut a very long story short, we managed to fly a very important person, a trusted community elder down to speak to the chief of police who then releases the courier and the money, well, most of the money, obviously local taxes. And we think, “Great. The courier can get back on the road. This is our problem solving, remember, easy,” but then the courier wants nothing to do with it. So, that relationship is shattered, and he does a runner.

So we have to find somebody else, but meanwhile the kidnappers are going apoplectic, they think we’re trying to rip them off, we’re trying to ambush them, they’re going to get killed, and I’m just thinking, “Oh, this is a bad day in the office, really.” But again, it’s about problem solving, but importantly, it’s about establishing trust and developing those relationships.

And, thankfully, over the course of the last month or so, we built up a really good working business relationship with the kidnappers. So, we got that in the bank. I was able to placate them. Eventually, we find somebody else who takes the money, goes out to sea to a waypoint where the kidnappers come out. And this is one of those very, very rare moments where there’s a near simultaneous exchange of ransom money for hostages.

And so, the hostages get back on our boat and the kidnappers hand them a mobile phone, a clean mobile phone, and they say, “If it’s okay with you, we’re going to escort you to safety in case you get intercepted or you get into trouble. And then even if you do so later on, give us a call on this phone and we’ll come and help you out, no extra charge.” And it’s, like, talk about customer service and client loyalty.

And so, they escorted them back to safety, and then we picked them up and everybody’s happy. So, there’s some key things there around trust, building those relationships, don’t be in a rush too quickly to problem solve, and until you can really identify and deal with those high powerful emotions, you can potentially land yourself in even more trouble.

Pete Mockaitis

Yeah. So, again, so much there. And then with your own communicator, rewinding a little bit, how did you resolve that issue there?

Scott Walker

Time. Suspending my own ego about what needs to happen. It’d be easy for me to go, “Come on, pull yourself together. Get in there. Get on the phone. Your friends are going to die unless you pull this out of the bag.” That’s probably the worst thing that I could’ve done. Thankfully, I didn’t. It is using techniques like lots of empathy and emotional labeling. Empathy, people can confuse that with sympathy or compassion, but really empathy is it’s a doing word. You do empathy rather than feel it. The other side feels trust and rapport if you can demonstrate empathy properly.

And empathy is really me with the communicator kind of reflecting back to him where I think he is at and what’s going on for him, “Okay, John, it seems like you’re taking this personally for what’s happened to your friends here, and that you feel personally responsible that they’ve found themselves in this situation, and that this is really not going to get anywhere.” Simple things, when we use terms like, “It looks like,” “It sounds like,” “It feels like,” and you can label, which anybody listening or watching this, with any kind of semblance of knowledge around communicating and an active listening, these are really powerful.

They’re simple but not easy to do. And particularly when the stakes can’t get any higher, when people’s lives are on the line, it works, but it also works with your kids and in the workplace. So, by doing lots of active listening with the communicator, he was able to come back on board, and basically, he felt, crucially, this is crucial, he felt seen, heard, and understood. And until we can feel that, particularly if we disagree with somebody, if we can get the other person to feel seen, heard, and understood, then we’ve earned the right to then start to look to influence and persuade them to our way of thinking.

Pete Mockaitis

That’s lovely. And two of my favorite guests on the show, we had Chris Voss, who wrote the book Never Split the Difference, and Michael Sorensen, who wrote the book I Hear You, all about validation. And they had some similar messages there associated with empathy and validation, and that “It seems like,” “It looks like,” “It feels like,” and how that is just magical, even in surprising situations, like someone has robbed a bank and they have hostages, and it’s like, “Oh, it seems like you feel kind of stuck and scared about the situation you’re in right now.” In some ways, it’s like, “Duh, yeah. What the heck am I supposed to do?”

But it’s kind of amazing that it does take some internal emotional mastery to get past the fact that, “They don’t deserve the dignity or honor or respect, or whatever nice goodness of this warm validation stuff,” like these kinds of rage thoughts can start circulating in these circumstances, even at work too, “My boss is a jerk! Like, he doesn’t deserve that I put in this extra effort to blah blah blah.” So, help us out, Scott. When we’re in that place, how should we think about it?

Scott Walker

Well, first thing that comes to mind there is when people say, “Find the common ground. Come on, find the common ground here so you can build that rapport.” But, Pete, from your previous guests, I’m sure they said something similar around common ground is the biggest load of BS you can have in a negotiation, because I had zero common ground with kidnappers. Anybody with kids listening to this, with siblings, that’s the biggest link, biggest common thread, common ground you’ll ever have with anybody as a sibling. But how often do they fight and look for attention and seeking invalidation?

And so, really, it’s about approaching any form of conversation or negotiation with the golden rule that it’s not about you. If I go in seeking to understand, “Okay, Pete, where are you at with this? What are your challenges and issues? How do you view me maybe in this deal?” If I can put myself there and then use the active listening, the empathy, the labelling to check that, and we keep working on that, time spent doing that and establishing that trust and that rapport, using that empathy, is time well spent because I’ve seen it so many times where people rush to problem-solve, and they allow their own egos to get in the way.

And so, it’s about realizing that you can’t separate the person from the problem.

Sometimes we hear that, don’t we? “Well, separate the person, the emotions, get them out of the way and actually we can look at it rationally, logically about how to approach this.” But, again, you may get one or two wins like that, but, ultimately, what you want is this long-term repeat business or establish this rapport and this friendship or this relationship that’s going to last. And that requires you to deal with the emotions first.

And I’d say the number one skill of all the top negotiators out there, in my experience, is this ability to emotionally self-regulate, because it’s no good if I’m there with a family who are losing it. They’re breaking down understandably, they’re highly emotional, highly strung and if I’m the same or haven’t got my own act together, it’s not going to come across very well.

And emotions are contagious if we let them, which is why, when I left, when I wrote the book as well, I called it Order Out of Chaos for that very reason. My job in a negotiation is simply to bring order out of the chaos that reigns, whether or not it’s in the family kitchen or in the boardroom where the negotiations are taking place from.

Pete Mockaitis

All right. Scott, so number one is emotional regulation, okay. So, lay it on us, how do we do that effectively?

Scott Walker

And, again, I learned this the hard way. In my very first negotiation, where it nearly went wrong, where I allowed my own emotions to be hijacked, so to speak, and thankfully, a more senior negotiator, a colleague of mine, he kind of interrupted my pattern just by the little hand on my shoulder, and then I watched a master class as to how he really did that, how he regulated his own emotions and those of other people.

And over the years, over 10, 12, 13 years doing it, I came up with this immediate action drill. It’s a three-step process, i.e. drill, that I use to this day, even though I won’t be negotiating with kidnappers, I still use it in traffic or I’m in a line somewhere, or go on social media, and you get that triggered, you find that frustration, something really just, it presses your buttons. And so, the first step is interrupting that pattern.

And what that means is, if you’re sat down behind a laptop, actually just stand up and go outside and get some fresh air, or put some music on, or if it’s your thing, go and do some jumping jacks in the corner, or just do some deep breathing. Whatever it is for you to interrupt that spiral where you’re looking to name blame or shame, or to be overwhelmed by the urge to say or do something, which you may later regret.

Because once you’ve interrupted the patterns, it’s the first step, and the second step is, ride the wave. Ride the wave. And for any skiers, surfers, skateboarders out there, as you’re really surfing the waves or you’re skiing down the mountain, you are kind of riding the wave. And what that really alludes to is, when you get hit by that trigger, you have about 90 seconds, two minutes, where you’ve got cortisol, adrenaline, and other powerful drugs pouring through your body, coursing through your body. This is when you get tense, and this is when you say and do things which you later regret.

So, really, you’ve got to be able to expand your awareness, so to speak, at least internally, as to what’s going on for you, and it’s about feeling the feeling but dropping the story as to why you’re feeling it. So, it could be, “Do you know what? I’m feeling a real churning in my stomach or a tightness or tension in my shoulders. It doesn’t matter why I’m feeling it, it doesn’t matter that Pete has just said something that’s really annoyed me, it doesn’t matter. I need to, for now, I need to interrupt the pattern. I need to ride that wave for 90 seconds or two minutes. And then the third step, once I’ve allowed my nervous system and my body and my emotions to calm down, is to ask better questions.”

And you can only ask better questions, such as, “Okay, what am I missing here? What else could this mean? What’s the opportunity? What’s the learning here? How else could I look at this?” Questions that, when you’re in that fight or flight, when you just want to say something or you want to punch somebody, you’re not going to come up with those questions, or you’re going to dismiss them really quickly. So, you’re going to interrupt the pattern, you’re going to ride the wave, and then and only then can you ask really better open, really empowering questions that can maybe open up a new perspective of how you can present yourself, or actually how you can communicate to somebody else.

And you can do this before a really important negotiation or presentation. You can just check in with yourself and do that three-step process. Or in the middle of it, when the metaphorical bullets are flying, you can do it there. And no one needs to know you’re doing this. You could just do this, sat at the boardroom table, take a couple of breaths, ride the wave, and ask yourself internally a few better questions to give you some more insights.

Pete Mockaitis

Beautiful. Thank you. And I think my favorite part there was when you talk about riding the wave, you’re feeling the feeling but you’re not engaging the story. So, it’s sort of like you’re feeling anger and so you can recognize the bodily sensations of anger, it’s like, “Okay, my eyes want to squint, I have a bit of like a growling breathing, and my fists are getting a little tight, a little fist-like, and that’s…”

So, I can experience that feeling and just ride the wave, just experience it as it goes through me, instead of interrogating the emotion, like, “Why is this so ridiculous and unfair and bad and stupid, and yada, yada, yada?” I’m just experiencing those feelings without the story. So, then is your mind just kind of like empty-ish as you’re riding the wave?

Scott Walker

No, whilst riding the wave. No, it’d be full of judgment. It’s, “How on earth could they be so stupid to come up with that decision? What were they thinking of?” But then it’s being aware that you’re coming up with that story and just letting it go, and you’ve got to ride that wave. You’ve got to just tune into the body, the sensation of, “Right, just breathe through it.” And the more you can practice this, it’s like anything, it’s muscle memory, the easier it becomes.

Pete Mockaitis

And I guess what I’m saying there is as you’re tuning into your bodily sensations, you’re naturally tuning a bit away from your internal verbalizations of the words you’re hearing in your head about how this is ridiculous and enraging.

Scott Walker

Yes, because in 10, 20, 30, 50, 60 years’ time, you’re not going to be raging, or that story’s not going to be going around inside your head. If it is, you may need to let some stuff go, because you’re not going to worry about it then. So, actually, why don’t you bring in a mindset that you can come up with some solutions, you can resolve the issues from a grounded, balanced place of equanimity rather than, “That Pete, he’s to blame. I’m going to…” whatever? And that serves nobody.

We see it all the time now, people becoming far more polarized, and, “I’m right, you’re wrong. And I’m going to do everything I can to prove that, and I’m going to cancel you in the meantime.” Whereas, actually, it’s like, “Let me just stop for a second. Let me just try and clarify where I think you’re at with this particular topic, check in to make sure I’ve got that right. Is it okay now, because I’ve earned the right, to now offer my viewpoint? Great. And let’s see where we can find a way through this.” Simple, but not easy.

Pete Mockaitis

All right. So, we talked about emotional regulation. Now tell me, when it comes to identifying your counterpart’s underlying needs, what are your favorite approaches to elicit that information?

Scott Walker

Preparation is key. In the times of crisis and when you’re under distress, you rise or fall to the level of your preparation. Even though, as we know the best laid plans often don’t survive the first contact with the enemy, you still need to go through that, you still need to spend the time as much as you can. And one of those ways of doing that, there’s two steps really. The first one is A-B-C, and this was drilled into me as a young detective at Scotland Yard, the training school, was assume nothing, believe nothing, and challenge and clarify everything.

And so, if you and I, Pete, are going to enter into a business deal, the worst thing I can do is to assume I know where you’re at of how this is going to work out. And I need to clarify, I need to check my own understanding, I need to do my homework, and then I need to do what I call come up with a bunch of fives. So, you do your ABC, and then you come up with a bunch of fives as in the palm of your hand. And what that does is it reminds you that you’ve got to come up with, say, five challenges, issues, questions, threats, demands that you, on the other side, are likely to raise that might get in the way of this deal.

So, if I can identify what those are, it can help me to start to build a picture of “What is Pete really after here?” And I can test those hypotheses, and that’s all they are, at the start of our conversation, our negotiation, and you’ll either confirm, clarify, or say, “No, no, I don’t know where you got that from.” “Okay.” But through asking better questions and through that labelling and paraphrasing, quite quickly, the other side will signal, albeit subconsciously, what their real needs are.

For example, if somebody is going for a job interview and it’s all about the job title, it’s about the perks, you know really, really quickly that significance and a sense of control and certainty and a bit of ego are really important to them. So, if you want to get the best out of them, you can’t go in and judging them as to, “Well, they’re not a really good employer.” Well, actually, they could be a really good employer, but their needs are going to be different to yours, which may be, “Hey, it’s all about the team, it’s all about balance,” which is a completely different approach perhaps to that. So, it’s getting your ABCs, it’s coming up with your bunch of fives.

And then once the conversation, the negotiation has started, it’s really just, listen. I call it level five listening. The first couple of levels of where you’re just listening for the gist, or you’re listening so I can rebut what you’ve said because, “Hey, after all, I’m right and you’re wrong, and I’ve got the better deal.” And then you can kind of go down to level five which is I’m almost listening for what you’re not saying. I’m listening for the space in between the words, “What’s the tone? Like, is it incongruency and mismatch between what you’re saying and how you’re saying it, or even your body language, if we’re in person?”

Which is why, as part of the preparation and the planning, I would ideally, if we’re going to meet in person, is have somebody whose sole job was just to sit and observe, that we’re going to take part in the negotiation. Because when you’re in it, as happened with the communicator in that story I mentioned at the beginning, is you can become very focused on the challenge at hand and you can miss all these cues where somebody’s got a slight step back, they can spot these and afterwards when you go for a break they can go, “Hey, do you know what, there’s a real incongruency there. I think they’re hiding something. We need to perhaps dig a little deeper on that particular topic which, because you didn’t see it, you just skirted over and you moved on to the next one.” Does that make sense?

Pete Mockaitis

Certainly. And you mentioned a number of underlying needs there associated with control or significance. Can you share with us, do you have kind of a go-to menu or checklist you’re thinking about in terms of, “Oh, these things come up often in terms of people’s underlying needs, and I’m kind of looking out for”?

Scott Walker

Yeah, essentially, I mean, there’s many behavioral assessments you can take, and these profiles, they’re all very similar, as well as the needs that we want to experience as human beings. So, we know full well, a lot of us, we want a semblance of control. We want to be able to call the shots about what we do in our life. There’s an element of we want to feel important or different or we want that connection. It’s all about people. Or, actually, we’re just a lover and a giver, and all we want to do is give, give, give all the time and it’s about growing as a person.

And so, the more you engage with people and truly start listening to that deeper level-5 level, you can pick up these.

Pete Mockaitis

Okay. Thank you. When it comes to the validation, empathy, active listening, reflection, language, do you have any top do’s or don’ts we should keep in mind here?

Scott Walker

Well, first of all, there’s a mnemonic that I love using that just reminds me of this, that enables me to apply it when I need to. And I always advise people to eat more pies. You want to eat more pies. M-O-R-E P-I-E-S. And just very, very quickly what they are, and I’ve got stuff on my website that people can go to and actually have a look at that in more detail. These are things like the minimal encouragers, all the open questions, or using paraphrasing or silence or labeling, for example, or mirroring.

And so, these techniques are contained within that mnemonic. And the do’s and don’ts there are don’t treat them as a checklist. With any of these techniques, with any of these approaches, intention matters. You’ve got to be able to approach it from, “First of all, I just need to understand and demonstrate that understanding of where the other person is at.” Not, “Okay, tick rapport. Yeah, I’ve got rapport. Now I’m going to do a bit of labelling. Now I’m going to do a bit of mirroring.”

It’s actually approach it with the right intention, genuinely listen, and invariably you’ll be doing a lot of this stuff anyway. It’s just bringing a bit of consciousness, a bit of intentionality to it, and maybe just try one or two at a time, rather than trying to do all six, seven, eight different techniques.

Pete Mockaitis

Okay. So, I don’t want to go through the checklist, but it is good to have in mind, “Here are some tools.” Lay it on us, Scott, this eat more pies. What are some of these components?

Scott Walker

Yeah, more pies. The M is the minimal encouragers. So, this would be things like what you’ve just done there, “Mm-hmm, okay.” It could be a head nod or a little bit of a laugh. It just encourages people to keep talking. And you know when people are out of sync, maybe you’re on the telephone to somebody and you think, “Are they watching TV? Are they watching television whilst I’m talking?” Because they’ll be like, “Uh-huh.” You’re like, “Hang on, I’ve already moved on, why are you uh-huh-ing?”

Pete Mockaitis

I was going to say, “Sounds good.” I was like, “I didn’t say anything. What is it that sounds good?”

Scott Walker

“Yeah, well, that was 30 seconds ago,” you know? And so, the O is the open questions, the what, the how, the which, the when. Try and avoid why if you can, but it just elicits more engagement there. The “R”, that’s the reflecting or the mirroring. This is when I might mirror or reflect back the last couple of words or the keyword within what they’ve just said that I want to focus on.

So, rather than it sounding like an interrogation, with me bombarding you with lots of questions, I can just mirror the last couple of words or keyword from what you’ve just said. So, M-O-R, E is the emotional labelling. It looks like, it sounds like, it feels like, and that can be described to emotions as well as behavior.

We’ll go through my alphabet here. Okay, yeah, Pete, paraphrasing. Paraphrasing is similar to summarizing. This is where I’d say, “Okay, Pete, is it okay if I just share with you where I think you’re at with this deal right now? You think that we’re asking for too much money, we’ve taken too long, and actually you’re going to hold out, or you want to hold out for a bit more equity in the business. Is that right?” That’s all I’ve done. I’ve just paraphrased and summarized back where I think you’re at. And that’s really important to get that validation.

That’s the “I” statements and this is when, this is particularly good for dealing with, well, I say it with my teenage kids when they’re leaving wet towels on the bathroom floor, for example. It would be, “When you leave towels on the floor, I feel a bit frustrated because we’ve all got to share the bathroom. And in future, would you mind just hanging them up on the towel rack when you’re finished?” So, “When you,” “I feel” because, it’s like you’re owning how you’re feeling, and it doesn’t sound too much like an accusation.

E is for effective pauses. Again, it’s great if you’ve got the confidence to sit or stand in a bit of silence. I can guarantee, as human beings we hate it, we’re so uncomfortable. It doesn’t take long before somebody will make a noise, utter some comment, ask a question, do something, shift. But I guess I’ve had years of practice of sitting across from criminals in interrogation rooms, of questioning them. The best skill we ever used was silence. We’d ask a question.

So, if you’re labeling something, for example, “Pete, it sounds like you’re frustrated right now.” I’m not going to verbally vomit and continue talking. I’m just going to sit there and allow that to sink in, and then it’s going to encourage you to then repeat. And then S is the summarizing, which is very similar to paraphrasing. It just depends whether or not you use your language or their language. But I just urge people to not get too hit up in all the different terms here. Just one or two that resonate.

Because for some people, they just can’t do mirroring. It just feels too awkward. Okay, well, practice paraphrasing. Well, just summarize when you have a conversation with somebody, particularly if they’re talking for a long time, it’s helpful for you to get an angle. Rather than going, “I’ve lost track where you are. Kind of just check in to make sure I’ve got this right,” and then you repeat what your understanding of it. So, that is MORE PIES.

Pete Mockaitis

What I love about that is sometimes someone says a bunch of stuff, and I’m thinking, “I have no idea how to respond to that.” And so, I think that’s just great to have in mind, MORE PIES, it’s like, “No. Well, here I have eight options as to how I might respond to that, and they’ll probably appreciate most of them more than me contributing my two cents to the matter.”

Scott Walker

You’ll be able to contribute your two cents once you’ve utilized some of the MORE PIES and they feel heard. They feel seen, heard, and understood, you’ve got yourself an open goal to have a free rein there.

Pete Mockaitis

All right. Well, now could you share with us a favorite quote, something you find inspiring?

Scott Walker

Marcus Aurelius, what gets in the way becomes the way.

Pete Mockaitis

All right. And a favorite study or experiment or bit of research?

Scott Walker

I’m a big fan also of Lisa Feldman Barrett. She’s a professor of psychiatry, psychology at Northeastern University, I think, and she talked all her studies around emotions. And it really turns how we view, and interpret, and apply emotions on its head from what we thought 50 years ago. And she’s doing some great research on how emotions are made and how we can best utilize them.

Pete Mockaitis

Okay. And a favorite book?

Scott Walker

I think the one that had the biggest impact on me was probably Nonviolent Communication.

Pete Mockaitis

Oh, that’s so good.

Scott Walker

Marshall B. Rosenberg.

Pete Mockaitis

All right. Thank you. And a favorite tool, something you use to be awesome at your job?

Scott Walker

I think the thing I use the most is my WHOOP score because it gives me a real-time reading of, “Oh, Scott, you probably need to take a bit of time out. You need to rest that nervous system because you’re in the red or the amber.” And I think, interestingly, dealing with the kidnappers, my scores were always pretty level. I was always getting good scores there in the feedback. It was dealing with maybe something closer to home, or as I said to you before, the crisis within the crisis, that can send the heartrate rocketing, or the nervous system out of whack.

Pete Mockaitis

All right. And is there a key nugget you share that really seems to connect and resonate with folks?

Scott Walker

It’s, “Seek out worthy opponents.” And what I mean by that is rather than seeing people as being difficult, if you can utilize what we’ve gone through on this recording today, and put that into practice, particularly with those worthy opponents, those difficult people, they will make you a negotiation and communication superstar because, actually, you’re going to have to really bring your A game, you have to get to that next level when you’re dealing with people like that.

Pete Mockaitis

And if folks want to learn more or get in touch, where would you point them?

Scott Walker

You can go to my website, ScottWalkerBooks.co.uk, and there’s a whole host of information on there about workshops and books and other bits and pieces and courses that they can enjoy.

Pete Mockaitis

All right. And do you have a final challenge or call to action for folks looking to be awesome at their jobs?

Scott Walker

Regulate those emotions. If you can just become more conscious and more aware of when your emotions hit home. So, if you can practice, “Okay, my aim for today is to regulate as much as possible, i.e., feel the feeling, but drop the story,” the more you can do that, the more you’ll be able to just go through life with things, problems, challenges, issues, just bouncing off you and not landing.

Pete Mockaitis

All right. Scott, this has been fun. I wish you many successful negotiations.

Scott Walker

Thank you very much.

923: How to Upgrade Your Influence and Persuasion with Michael McQueen

By | Podcasts | No Comments

Michael McQueen reveals the keys to persuading even the most stubborn minds.

You’ll Learn:

  1. Why data and evidence don’t change minds
  2. How to sell change to anyone
  3. A surprising way to make people more agreeable

About Michael

Michael McQueen has spent the past two decades helping organizations and leaders win the battle for relevance. From Fortune 500 brands to government agencies and not-for-profits, Michael specializes in helping clients navigate uncertainty and stay one step ahead of change.

He is a bestselling author of ten books and is a familiar face on the international conference circuit, having shared the stage with the likes of Bill Gates, Dr. John C. Maxwell, and Apple co-founder Steve Wozniak. Michael has spoken to hundreds of thousands of people across five continents since 2004 and is known for his high-impact, research-rich, and entertaining conference presentations. Having formerly been named Australia’s Keynote Speaker of the Year, Michael has been inducted into the Professional Speakers Hall of Fame.

Resources Mentioned

Thank you, Sponsors!

Michael McQueen Interview Transcript

Pete Mockaitis
Michael, welcome to How to be Awesome at Your Job.

Michael McQueen
Thank you so much. Happy to be able to spend some time chatting.

Pete Mockaitis
Well, I’m excited to talk about your book Mindstuck: Mastering the Art of Changing Minds because that’s one of my favorite things to dork out about. But first, we got to hear the story of you meeting Bill Clinton when you were 17. What’s the tale?

Michael McQueen
I was 17, there was a group of us Aussies who were being sent to New Zealand for the APEC Summit, which is the gathering of political and business leaders, and we were part of this random youth delegation and had these name badges, like our little code, our security code no really knew what it meant. So, we could just basically sneak into any event, which was awesome.

And so, I snuck into one of the press conferences and I was probably about 15 meters or about 25 feet from Bill Clinton as he gave his address to wrap up the summit, and I’m surrounded by Secret Service agents, and I’m like, “This is cool and I shouldn’t be here.”

And so, it was one of those cool experiences where I feel like if you walk into a situation with certainty, it’s amazing how people don’t ask questions. And I think being 17 probably helped, but, yeah, it was a very, very cool experience.

Pete Mockaitis
So, you actually interacted with him?

Michael McQueen
Oh, no. There must’ve been about 60 Secret Service between me and him. And, in fact, I remember standing there as his motorcade arrived, and just being stunned. I think we counted like 14 armored cars, and I’m like, “How do you get all of that kit to the other side of the world?” I was in awe of the logistics involved in this. But, yeah, I was closer than anyone else pretty much. All the other fancy delegates were all sitting a lot further away. So, I certainly was in the wrong place but it was very cool.

Pete Mockaitis
Well, that sounds like there is a mind-changing or influence, persuasion lesson right there when you marched in there with confidence, like, “Of course, I belong here. I’m supposed to be here.” It kind of works sometimes.

Michael McQueen
It certainly does. I feel like it’s this blend of humility and certainty. I feel like if you can nail that in life and in any role, it’s amazing how the doors that will open. Like, walking with that sense of, “I’m not embarrassed to be here. I own my space but I’m going to be courteous and polite and open to what other people are doing and saying.” It’s amazing. I feel like that’s sort of been my life.

Like, I started professional speaking full time at age 22, so I was pretty young. And so, trying to hold your own space and have credibility required that mixture of certainty and humility. And I feel like that’s worth a treat over the years.

Pete Mockaitis
Okay. Michael, could you kick us off with an extra-fascinating story that tees up this wisdom you’ve got for us in your book Mindstuck?

Michael McQueen
So, I was speaking at an industry association conference, all about disruption and future trends.

And I’ll never forget, at the end of the session, during the lunchbreak, this woman walked up to me at the back of the room, it was a big Hilton ballroom, and she was, and I can picture her now, she was the picture of exasperation. Like, I remember speaking with her, and she said, “I get it. I’m so on board with what you shared. I know that if we don’t change in my company, we’ve got like fight out of the game. Like, I’ve tried so many different ways to try to wake them up to the reality but they’re so fixed and so stubborn.”

And she’d been doing all the things that we’re told to do in all the books but it wasn’t working. And so, essentially, that was the moment where I’m like, “I want to delve into that and look at why is it so tricky to change people when they’ve got a very fixed mindset or stubborn mindset.”

For many of the listeners, some of them have been in leadership, and I met a lot of them. So, if you’re going to manage up, as well you’ve got to try to influence up, as well as influence in a parallel way and in your teams, and so that tricky thing of, “How do you persuade others when they just don’t want to budge?”

So, essentially, this book came from that one story, that one experience where I’m like, “Why don’t smart people change even when they want to and know they should? What causes us to get stubborn?” And that sort of led to the entire process of this book coming together.

Pete Mockaitis
Intriguing. So, she had a deep frustration that she knew it, “We’re in trouble, and I’m telling them we’re in trouble but no one’s having it.”

Michael McQueen
Correct.

Pete Mockaitis
And that is a common experience that many people have from high stakes to low stakes, it’s like this answer is so clear but you’re not having it.

Michael McQueen
I just didn’t know what to tell her because I felt all the things that she’d done is what I would, I guess, advise, generally, but I didn’t really know. And that’s essentially what kicked off this process, I’m like, “I want to have better answers. I want to have stuff that’s useful for clients.”

Because I feel like if I go in and help an organization, or help a group of leaders figure out what’s changing, what their strategy needs to be, the job is only half done if I don’t give them the tools and the techniques to bring people around them on the journey of change with them. And that’s, essentially, where this book has landed.

And I think the challenge is many of us have an idea about what it takes to persuade others that’s about 300 or 400 years old, and this notion has been around since the early 1600s, and it’s this idea that was typified by a guy named Francis Bacon. And Francis Bacon was one of the founding fathers of the enlightenment, and his big idea was that humans are, essentially, reasonable, and if you just give him enough evidence and enough logic, eventually, they’ll see the light, they’ll come to their senses, and they’ll change their mind.

And that whole idea shaped the next 300 or 400 years of academia, of education, of the way we do public policy, and it would be nice if that’s true but it’s just not. And what we’ve found in the last few years is actually the opposite is true. The more evidence and the more data you give to someone who is locked in a certain way of thinking, the more they dig their heels in as opposed to opening their minds up.

And so, we give them all the rational evidence, we’re like, “How can they not see this?” And the harder you push, the more they dig their heels in and the more stubborn they become. And so, that’s a dynamic that’s so tricky to navigate, and that’s really what I want to, hopefully, help readers with this book do.

Pete Mockaitis
Well, Michael, that’s a fascinating assertion. Can you share with us the most compelling evidence that confirms that’s, in fact, true? It’s like, “More good evidence does not help. In fact, it often hurts.” Lay it on us.

Michael McQueen
We’ve seen that play out. So, when you expose people to ideas that are unfamiliar or inconvenient, the stuff we just don’t want to hear, we’ll do a couple of things. One of the things we’ll instantly jump to is denial, like, “This idea, I just don’t want to hear it. I would like to think that seeing is believing.” And it’s not true.

If you’re exposed to stuff that you don’t want to see or hear or understand, it’s amazing, your cognitive abilities to just ignore it, or deny it entirely, or you get defensive, you go on the attack sometimes. The big thing we see people do, and this particularly happens in political discourse, and you see this on social media all the time, is they defer. So, they’ll look at, “What are other people like me think about ideas like this?”

And so, there’s almost that sense of tribalism that comes into play, like, “Is the idea from someone that’s on my side or my team, someone I would naturally agree with? Or is it from the opposition?” And it’s almost like we would dismiss the idea if it comes from the opposition as opposed to someone that we like. And so, rather than actually engaging faithfully or honestly with an idea, an idea worthy of consideration, it’s like we want to know who shared it first. That’s the first port of call.

And so, that’s tricky in an organization because sometimes the best and most innovative ideas will come from places where you wouldn’t expect it, and that’s often where innovation emerges. And yet we so often see that stubbornness comes because, like, “Well, how would you know? You’ve only been in the organization for three months,” or, “You’re in the wrong sort of department. You’re not in a department in the company that’s responsible for that sort of critical thinking. You’re in accounts. So, how could you have an idea that it’d be worthwhile considering?”

They’re the moments we miss the best ideas and the best thinking because we’re stubborn and we have an assumption about where the best ideas will come from.

Pete Mockaitis
Well, Michael, there’s a lot there. That rings true experientially. I’m curious if we have any cool scientific evidence as well, whether it’s, I don’t know, fMRI scans or fascinating social psychology experiments.

Michael McQueen
One of the most formative ones, and it’s a bit dated now, was what we saw happen with people who wanted to believe that weapons of mass destruction had, in fact, been found in Iraq. And so, back when that was all playing out, they actually exposed people to fake newspapers or fake evidence of that.

And so, when people were already predisposed to wanting to believe that was true, the part of their brain that essentially was a confirmation dopamine release, it’s like, “Yup, absolutely. I already thought this was true. Now, I’ve got evidence to back up what I think to be true.” When they then said, “Actually, sorry, this was actually a fabricated news story. It’s part of an experiment. This is actually not true. We haven’t found the evidence of weapons of mass destruction,” what’s interesting is what people then did is their brain, essentially, went into hunker down in defensive mode.

And so, it’s like they weren’t even able to be willing to consider other things that might challenge what they assume to be true. It’s right across the ideological spectrum.

These same things have been played out. We’ve seen studies where if it’s genetically modified crops, or nuclear power, you’ve got people who might be on the left end of spectrum who would just be as unwilling to listen to really good evidence and really good data. If you look at what happens in their brain scans, the same dynamic evolves. And so, we’ve seen this played out.

In fact, there was a great UCLA study a few years ago that actually measured the response times of people when they’re exposed to information that they just didn’t want to read or hear. In other words, it’s typically political. So, what they found is people responded far more quickly when it was information they didn’t want to hear. In other words, there was no genuine consideration involved.

And so, they’re far more willing to think about and mull over stuff that, initially, they agreed with. It’s almost like they thought they were being objective but, actually, they were reacting in a far more impulsive way, particularly if it was stuff they didn’t want to hear, which indicated that actually there was not a lot of real thought going into it.

Pete Mockaitis
In terms of the reaction times, with what we hear, that’s we agree with versus disagree with, are we a smidge slower or faster? Or is it just massive, like triple, quadruple? Like, what’s sort of the magnitude of the difference we’re looking at here?

Michael McQueen
I think the difference in times is somewhat significant but it’s more about the way our bodies respond to information that we don’t want to hear. So, not only do we react more quickly, in other words, we don’t really consider, but also that sense of we actually get a dopamine release, we get a hit. And so, I think the bottom line is it’s not about just how quickly we respond but it’s about the type of response we have.

So, when we’re exposed to things that we don’t want to hear, not only is it a quick response but it’s a shutting down response, it’s a defensive response, it’s a, “I don’t want to hear this. I want to deny reality.” And yet, when we’re exposed to something we do want to hear, or agrees with what we agree with, not only is it a slower response, but there’s also that sense of we get joy out of the fact that this is confirming something we believe to be true.

In the book, I look at the two main thinking systems or engines that we use, and this will be similar to some things that people have read in other books.

So, the two minds that I look at are the inquiring mind and the instinctive mind. So, the inquiring mind is the part of our brain, or the part of our mind, that lives in the front of our brain, the frontal lobe. It loves logical, linear, reason, thought. It loves evidence. It loves data. This is the part of our brain that Francis Bacon was speaking about.

So, if you look at some of the research from Zoe Chance, who’s a researcher at Yale, she would suggest that we only use our inquiring mind, part of our brain, for like five to ten percent of our thinking. So, where does the rest of our thinking happen? It happens in a part of our brain I refer to as the instinctive mind. And that’s the bit of our mind that’s typically associated with the limbic system. So, in our brain, it’s located near the top of the brain stem.

It’s where our tribal instincts live. It’s where we process emotion. It’s also where the fight and flight reactions tend to reside. So, the tricky thing is if we’re doing 95% of our thinking in our instinctive mind, when you’re trying to change someone’s mind, the question is, “Which mind are you trying to change?” because most of us try to change the instinctive mind, which is where stubbornness lives, but they’re actually using techniques or tactics that appeal to the inquiring mind. They’re using evidence and logic and data, and those things don’t work. We wonder why we feel like we’re hitting our head up against a brick wall.

And I think that’s one of the key things, is that the instinctive mind would rather feel right than be right, and that’s a really difficult dynamic because you’re trying to, essentially, challenge people to do something that is uncomfortable. It’s an inconvenient truth you might be exposing them to. And so, therefore, a lot of the book looks at, “How do you communicate that in a way that doesn’t trigger that defensive response?”

And that’s a skill in and of itself, because if you approached persuasion the wrong way, the right message delivered by the wrong person at the wrong time, will be the wrong message. And so, a lot of persuasion is about trying to find the right time, the right tone, the right posture, with which you can present ideas.

Pete Mockaitis
This is so powerful. And, for me, even personally right now, I had a number of discoveries recently that just blew me away in terms of, so, for example, my sleep has been a little weird. So, I’ve got a full-blown sleep study done, and then they told me that I had sleep apnea. And so, here I am, I was connected to all of these wires and medical technology, all these things, there’s like a full-blown neurologist from Vanderbilt is telling me this.

So, you’d think they would know, you’d think we could probably bank on them. And you know what my first response was, I actually said in the little health chat platform, “Could you show me the footage?” And it took me another day before I realized how silly I was being. They’re measuring all of these things associated with my brainwaves and my breathing and my blood oxygen with a full-blown award-winning sleep laboratory, they give me the assessment, and I said, “I don’t believe it. I got to see the video footage.” And so, I was like, “Never mind. Just tell me what I have to do.” And so, that was surprising to me.

Michael McQueen
In that point, if they had given you the answer you wanted to hear, you would’ve been like, “Bring it on. Awesome. No need to ask any more questions.” It’s like you wouldn’t want to see the footage at all if it was information you wanted to hear. And Daniel Gilbert, who’s a psychologist at Harvard has this great story. He says of like what you’ve described there is the same dynamic that many of us approach the bathroom scales in the morning with.

Like, if you go to the bathroom scales and they give you the number you’re hoping to see, or hoping to get, you’re like, “Brilliant. I’ll get off quick as I can, straight into the shower, get on with the day. It’s a good day.” But if you get on those bathroom scales and it’s not a number you want to see, it’s amazing how you start to bargain with reality, it’s like, “Oh, maybe I put too much weight on one foot or the other. Or maybe I need to hop off and get back on again. Or maybe the scales aren’t sitting flat on the tiles or they need to be recalibrated.”

It’s like we set the burden of proof so much higher for information when it doesn’t match what we want to hear or learn. Whereas, when it matches what we want, it’s like, “Brilliant. Ask no more questions.” And so, that’s so much of how we respond to life, and that’s certainly your experience there, but that’s for so many of us, so many of the things that we have to make decisions about. And so, persuading people in a work context particularly, like you’ve got to take that into account.

Pete Mockaitis
Yeah, absolutely. And it’s funny how, for me, I just had all these associations, like, “Oh, sleep apnea is for super unhealthy people. I’m not overweight and I go to the gym. Surely, someone would’ve made me aware of this over the course of my life if I just stopped breathing in my sleep,” but, yeah, I was incredulous.

And then a similar situation, I was talking to a physical therapist about some foot pain, and he’s like, “Okay, well, how about we do some one-legged calf raises?” And so, I did and I was getting fatigued in about 12 of them. He’s like, “Okay, so that’s what’s going on. You’ve got some weakness in the calves. We look for about 30 or 40 of these.” And I was like, “You’re telling me the average American male is capable of doing 30 to 40 single-leg calf raises?” Like, “Well, yeah, that’s the standard.” I didn’t believe him. I, straight up, pulled up the scientific journal article, and it’s like, “Wow!” So, it’s just mind-blowing.

And, in a way, this has been a huge upgrade in humility for me because it’s just like, “If I don’t know what’s going on in my own body, like how could I purport to be the authority on, say, a news item in a foreign land that I’ve never been to, and say, ‘Well, this is what’s really going on with the conflict of…’?” Like, what do I know? I don’t even know my own body.

Michael McQueen
Yeah. And I think what this speaks to is one of the most important dynamics we’ve got to take into account when trying to persuade someone to think differently, and this is where doctors who do this well, any medical person you engage with, those two things will last a while. If they approach it well, what they do is they allow you to preserve dignity or save face in the process of having to upgrade your beliefs or upgrade the way you see yourself.

This is where that reflex to get defensive tends to kick off when we feel like we’ve been cornered, or we’ve been embarrassed, or we’ve got no ability to maybe change our mind without thinking we have to acknowledge we were an idiot or we were wrong beforehand. And I think that’s what we so often do. We don’t allow or give people grace or space to, yeah, change their mind while still preserving their dignity and their ego because that’s so many of the reasons.

You have that conversation with someone at work, and you’ve made the case about why things need to change, what they need to do, and even if they agree with you, deep down often they’ll still do is dig their heels in because it’d be like they don’t want to feel like they were told, or they don’t want to feel like it wasn’t their idea. And this is, like, it can feel a bit childish at times but these are actually techniques.

The question is, “Do you want to make a difference or win the argument in that moment?” And if you want to make a difference and see progress, sometimes you’ve got to actually approach this far more strategically and allow for people’s ego because deep down we’ve all got one.

Pete Mockaitis
So, lay it on us, how do we play the game just right in terms of we are trying to change some minds? What are the most impactful practices and tactics and tips you got for us?

Michael McQueen
Well, the first thing that we need to bear in mind is, “What is it that causes people to be stubborn?” And it’s fear. But fear plays out in a way that most of us don’t expect. Because we’ve been told for years that humans are naturally afraid of change. That’s actually not true. Humans are not inherently afraid of change. What we’re afraid of, and this is the key distinction, is loss.

So, the moment that change is associated with a sense of loss, and that can be a loss of dignity as we’ve talked about, maybe a loss of certainty, or loss of power. The moment those things feel like it’s going to be a loss, that’s when we dig our heels in even if what’s been suggested to us feels like a good idea. And so, therefore, rather than trying to sell the benefits of change, we’d be better to minimize or lessen the loss.

And so, a lot about that is allowing people to feel at the end like their dignity is intact or preserved, that they have psychological safety to change their mind without feeling like they’re an idiot, but also giving people that sense of agency or choice, that they feel like they are in the driver’s seat. Sheena Iyengar, who’s a professor at Columbia, says the way the human mind works is that we equate choice with control. So, the moment people feel like they don’t have options, they’ll push back even if the idea suggested to them is a good one.

And so, there’s so much about realizing, “What is it that causes this sense of stubbornness?” And often it is that fear. In fact, one of the dynamics I look at that really plays into this is something I call psychological sunk cost, and most of us are familiar with economic sunk cost, that idea of, “I’ve spent so much money and so much time on this one idea, or this one course of action, even if I know it’s not going to work, and a better option has emerged, I’ll stick with the original one because I’ve spent so much money and time.”

We do the same stuff with our mindset and our thinking. We’ll stick with ideas or beliefs that are no longer serving us and actually might be working against us. When we’ve invested so much of our time and money and our ego, our reputation in them is advocates for those ideas, there’s that sense that we’ll actually allow our past decisions or thinking to sabotage our future. And so, bearing in mind that sense of psychological sunk cost, we need to be careful and allow people to change their mind, again, without feeling embarrassed but also feel like they are the ones in the driver’s seat of that change.

Pete Mockaitis
Well, can you give us some examples of that in practice? So, let’s say you’re the neurologist, you’re going to break it to me, it’s like, “All right, Pete, we found out you have sleep apnea,” in a way that invokes all of these principles well.

Michael McQueen
Yeah. A good place to start would be to ask questions. So, your sleep doctor could say, “Now, have you heard much about sleep apnea? What do you know about it?” And you would then share what you know about sleep apnea, which is it’s old people, it’s overweight people, it’s all the things that, in your mind, that’s your imagined reality.

And your doctor will go, “You know what, that’s actually pretty common. Most people think that’s not uncommon at all.” So, you’re preserving dignity. In other words, you’re not wrong, you’re not weird, but what you might be surprised to learn is that, actually, there’s a lot of people who have that. And even if that doctor could share a story about an ultra-fit person who’s even younger than you…

Pete Mockaitis
“Yeah, show me an Olympic Gold medalist, please.”

Michael McQueen
Correct. Suddenly, you’re like, “Oh, okay. Now I can change my thinking without being embarrassed.” So, that’s one way you can do this. Another really simple way you can affirm people’s autonomy or agency and their dignity is by asking for their advice, asking for their input.

In fact, there’s some great research I came across in the book that looked at if you want to get a new project pushed through at work, and you ask your boss to give advice, even if you know already, like how it’s going to look, what the pricing point or the pricing model will be, or the design for the brand, or whatever it is, by asking your boss for advice and giving their input, typically, they’ll often land in a very similar spot to where you’re going, even if you incorporate just a few elements of what they’ve suggested, they’re going to be, I think, like 50% or 60% more likely to say, “This is a great idea.”

Whereas, if you go to them with, like, the lock and loaded proposal, what’s their first thing, they’re going to start picking holes, they’re like, “What about this? And I don’t know if you’ve really considered this perspective,” because it’s not their own idea. And so, even just by giving people that chance to give advice or input, it can make a huge difference and them feeling able to embrace an idea that they actually know to be good, being you gave them the ability to acknowledge that in a way that they feel safe, psychologically safe in doing.

Pete Mockaitis
It’s funny because, in some ways, it’s hard to know what someone’s issue, beef, defensiveness, hangup is in advance, but you gave us some categories there in terms of loss, loss of power. Give us some more categories and maybe how we might deduce what the potential hangup that gets people not wanting to listen to what we got to say.

Michael McQueen
Well, I think one of the key things we got to be aware of is if people think an idea is so unfamiliar in that that they’ve got no common reference point with where they’ve been, how they’ve thought, who they are, and what you’re wanting them to move towards, there’s a lot of uncertainty involved in that. And so, trying to find a common frame of reference in presenting your ideas is really effective. In classic rhetoric, they call it the common place, and that’s where you got to start when you’re trying to persuade or influence anyone.

And an example of this would be I was speaking in Hamburg, Germany a few years ago at a global Rotary summit. So, Rotary International, they just do the most amazing things.

So, I was speaking at this conference all about the future of the organization, how to make sure that they continue to stay strong and flourishing. The tricky thing is you look at some of their most mature markets, so certainly North America, Canada, Australia, New Zealand, these are markets where the average age of a Rotarian is, like, 75, 76, in some cases, it’s older even. And so, they’re aging out and they realized they’ve got to change fast.

And so, I was, essentially, trying to present a change message to these groups of Rotarians who love Rotary, who love the brand, who are committed to it, they’re all volunteers. And the thing is the moment you suggest change, there’s often that pushback, like, “That’s not the way we do things. There’s a lot of tradition at Rotary,” like a lot of organizations in that same sort of category.

And so, what I wanted to do is find a common place. And so, if you look at Rotary’s core ethos, the phrase that’s been their core message from day one is, “Service above self.” And so, I was able to frame change as that. So, I was saying, “I get it. There are many of our clubs, you’ve got things working the way that you like. You’ve got a certain rhythm and pattern, and almost a liturgy that you have in your clubs, a tradition of the way you go through meetings.”

“But if that means you’re not relevant to younger people, it might be serving your needs and the club you want, but it’s actually robbing the organization of future relevance. Service above self means maybe changing our clubs to be less what we want but more about being relevant to those we’re looking to engage.”

And by starting with something that was common place, “That we all agree that’s the issue, that’s the goal, but actually what we’re doing in practice is we’re creating things that’s more about serving ourselves and our needs as opposed to growing membership,” and that was really effective. Instead of what could’ve been a very prickly situation trying to present change and argue a case for change, then became something different, like, “We’re in this together.”

I saw a similar example recently. One of the things we’re finding in Australia right now is this push to using AI to do marking of assessments in essays, particularly for senior students. But a lot of teachers have this natural resistance, this pushback to using artificial intelligence, it’s like, “No way. We’re people-based. It’s all about humans, human engagement, particularly for marking assessments.”

But I had a really compelling example that really shifted the thinking for one school in particular. They were trying to have this debate of, “Do we use AI or not?” And they used the equity argument, they said, “What we need to be realizing is that in an English essay,” and they actually asked for a show of hands. The English teachers, “When you get an essay, you can tell pretty quickly if it’s a guy or a girl that’s written the essay, can’t you?” And they all, like, raised their hands, like, “Of course. Typically, guys’ handwriting is just woeful. Whereas, the girls have slightly better handwriting.”

And they said, “We’ve actually got often an unconscious bias when we are marking assessments that we’re not even aware of. And if we can make sure AI doesn’t have that unconscious bias, we’ll actually be making assessments more fair, which benefits the students.” And rather than making the case for efficiency or saving costs, when they put it in the frame of equity and student first, it was something that the teachers were already on board with, they were willing to consider it.

And I think that’s that challenge, is “How do we find that common place?” the thing that we’re sharing common as a value, start there with a discussion, and then go from there.

Pete Mockaitis
That’s really cool. The common place, what we share, reframing it with a value. That’s awesome. And I remember a time, I was doing a Myers-Briggs workshop for some senior executives at a sausage-casing company. I was very excited because they had executives from all over the world flying in. They’re having their big meeting, and I was a part of it, I was like, “Oh, this is really cool.”

But then there was a crisis in the world of sausage casings. They had a factory with exploding sausages, so I showed up raring to go, and they said, “Pete, we’re so sorry. We’re going to have to reschedule because they’ve got this factory with exploding sausages.” And I was upset, I was like, “First of all, what are you all going to do about it? You’re not on the factory floor. And is this even an executive-level issue? Shouldn’t you have the manufacturing guru?”

And so, I was really sort of, “Hey, man, I came all the way out here. I got things to do. I feel this is maybe kind of rude. I was fired up, I planned everything, so my energy would be just at its peak right when I’m delivering the goods for you,” and then they say, “Well, let’s change everything around.” But she delivered the news to me so masterfully, she’s like, “You know, what you’re going to share is very important, and I want to make sure that everybody can give you their full attention. And right now, we don’t have any of that because they’re all freaked out about these exploding sausages. But I think if we get a chance to address or handle this, and then regroup in four hours, it’ll be great.

So, I was totally cool with it because she reframed it in terms of my value, like I really am all about the impact. And so, that was cool when we hit it from my common place as opposed to, “Hey, look, you’re the contractor, we’re the executives, and we’re going to do it our way.” That wouldn’t land so well for me.

Michael McQueen
And what’s interesting about her is I imagine she would’ve done that intuitively. And the reality is people who are highly persuasive often don’t know what they do that works and why it works. And that’s what I wanted to do in this book is try and decode that because when you look at someone who is highly persuasive, it can be like they’ve got this magic sauce, this ability to just get through to people and diffuse tense situations, and get people on board. You’re like, “How do they do that?”

And so, for those who’ve got that naturally, they don’t even know how it works or why it works, so those of us who are trying to learn, it often can be like very opaque, dark magic almost. So, I wanted to demystify that and make it, like, hopefully, really simple. Like, even some very tactical things that I’ve put in the book, one of them I learned from a guy named Michael Pantalon who’s at Yale University, and he uses a technique they call motivational interviewing, but it’s a little bit sort of clinical in the examples he uses.

So, I’ve sort of reframed that and talked about it as the rate and reflect process. So, if you’re trying to get someone to shift their thinking about an issue or an idea, the rate and reflect process is simply about asking two questions in a very specific order. And I’ve seen this play out beautifully personally in relationships, interpersonal ones, but also with clients as well.

So, the first question you ask is, “Hey, so I’m just curious, from one to ten, how likely or willing are you to…?” and then fill in the blank. So, I get them to say, “Give a number between one and ten, how open are they to your idea or perspective or the thing you’re asking them to consider?” And often, if they’re stubborn or resistant, they’ll give you a two or a three. Very few people will give you a one or a zero. They want to, at least, appear to be a little bit open minded but they’ll give you maybe a two or a three, and that’s okay.

What you do next is the second question, it becomes, “Hey, so I’m just curious, how come you didn’t give a lower number?” And in that moment, the whole deal changes because now the focus isn’t on, like, “The eight or the ten reasons I don’t want to change, or I think what you’ve suggested is rubbish,” it’s like there’s a part of me, even if it’s just a small part of me that thinks there’s value in what you’re suggesting, and that’s where you start the conversation.

And, I saw this play out in a personal relationship. Recently, one of my best mates, like a group of us fled away for a weekend and one of the guys said, “Hey, so let’s have an honest conversation, just go around the group. I’m curious, like one to ten, how your marriage is going?” So, went around the group and everyone shared their numbers, like, a really vulnerable honest insight into life for them at the time.

And the last guy in the circle is one of my best mates, and he said, “Ah, yeah, probably like a three out of ten right now,” and he started to get quiet, upset, and just share some of the stuff that was going on. It was pretty heavy stuff. So, we spent, like, 40 minutes just chatting about that as a group and encouraging him and hearing him out. But it was this really negative spiral, it wasn’t going great.

And so, I’m like, “I’ve got to turn this around. Maybe I’ll try one of the techniques from the book but just in an organic way so it doesn’t feel like I’m turning it into a teaching exercise.” So, I was like, “Hey, I’m just curious, so you said you’re like three out of ten. How come you didn’t give a lower number?” And in that moment, like everything changed. It was like I was speaking to a different person who was in a different marriage because he’s like, “Well, not everything is bad. There’s some great stuff. Like, we make a great partnership as parents.”

Like, in that moment, it didn’t negate all the other stuff we talked about but it shifted the frame, and that was focusing on what were some of the good things, and then building on that. And it was just one of those moments where I thought, “This stuff really works. Like, it can change the entire direction, the flow, the momentum of a conversation if we use these techniques well.” This is as useful in a marriage, or a partnership, relationship at home where we’ve got kids, or work, but it’s really designed to be pretty practical. That’s my goal.

Pete Mockaitis
Yeah, we previously interviewed David McRaney who talked about this kind of an approach utilized in street epistemology and other contexts.

And I think it is super effective in that it goes directly to the person’s personal stuff in terms of it’s like we go right to, “Hey, I made an honest assessment, and it was the totality of the evidence on one side was considered.” And you’re asking, “Hey, go ahead and read that forth for me. All right.” So, it’s very efficient.

I think that something about the one-to-ten scale in conversation can feel, to me, a little bit like, I don’t know, clinical or, “We’ve put you into a survey box form,” and I just sort of don’t like it. If someone says that to me, not like I’m going to throw a fit or fall into a rage, but just like, “Ugh, I don’t like this question and how we’re talking here.” I don’t know, it almost feels like a little bit dramatic, a little bit dehumanizing, depersonalizing. Is there another way I can get the magic without the numbers?

Michael McQueen
It can feel very formal. I think you’re exactly right. You need to choose the right relationship to do that. So, if you’re speaking to, like, a superior, who might be three or four levels higher in the company, and you’re in their office, say, “So, I’m just curious, from one to ten…” that probably wouldn’t go down great. So, there are certainly environments where that will work but others where it won’t.

But I think one of the most effective things that will work across the board is to really start trying to build high trust, high affinity, and that’s regardless whether you’re managing up or managing down. So much of influence or persuasion has got to start with trust and that sense of affinity. And this goes back to what Aristotle talked about two and a half thousand years ago. We got logos, pathos, and the big one was ethos. Ethos was that argument by character, or argument by credibility and trust.

And so, the person who’s done the best research in this over the last few years, I think, can be worth listeners checking out is a guy named Paul Zak. And Paul Zak has looked up, particularly how we build trust with other human beings and why that trust becomes the key foundation for influence. And so, what’s interesting is we look at what builds trust with other people, it’s actually really simple stuff. It can be as simple as us just being really upfront and self-deprecating, being very vulnerable, very authentic.

But, also, one of the things that Paul Zak’s work has looked at is the importance of synchronicity, getting in sync with the people you’re trying to influence. I’ve heard over the years, and you probably heard this, too, like, “Match the body language with the person you’re speaking with. If they cross their legs, you cross your legs. And if they scratch their ears, you scratch yours.” To me, I’ve always felt that’s very contrived and very icky, really. It had never set well with me.

And I was chatting with Paul recently, I said, “How do you do synchronicity in a non-icky way?” And the thing that he said I thought was so interesting is if you’ve got a high-stakes conversation, one of the best things you can do is go for a walk with that individual. Because what happens when you’re walking side by side with someone, eventually, you’ll match their cadence and their pace. You get in sync with them. And in that moment, they will be far more open to communicating with you rather than if it’s opposite each other at a board table or a coffee table.

And I actually saw this play out recently with a client who had a high-stakes conversation the next day after the event I was running, and I’ve shared this research about going for a walk and how powerful that can be for disarming tense situations. And she tried it, and emailed me the next day, and she said, “The difference this made was massive. Like, the other person went into this discussion ready for a fight, ready for a debate. And the moment I started walking, it just changed the entire tone.”

And so, a lot about this is just, “How do we build that sense of we’re on the same page together, not trying to combat each other, or beat each other in an argument but we’re trying to make progress together by sharing different opinions?” And so, I think the importance of building affinity, that is not so clinical. It’s actually something anyone can do. And self-deprecation, self-disclosure, incredibly powerful. In fact, one of the studies I love that we’ve got in the book was one from Kip Williams, who’s a social psychologist.

He did an analysis of legal cases, and looked at, “When was the moment when a jury turns to favor one side’s argument over another?” And what he found was typically was when one side, one attorney, came to the table sharing all the weaknesses, the things that might give the evidence that worked against their case.

Pete Mockaitis
I can see the procedural television scene in my mind’s eye right now, Michael, “Look, my client is a dirtbag, but being a dirtbag’s not a crime.”

Michael McQueen
But that whole thing, like the moment they do that, and the key was you have to acknowledge if there was information that didn’t sort of make your case for you, actually worked against you, you have to acknowledge it before your opponents had a chance to bring that up because what it did in that moment is that it disarmed the jury. Instead of sitting there, listening for all holes in your argument, it was like, by being upfront, just like, “Hey, you know what, this is not cut-and-dry black-and-white. There’s nuance here, but even with that nuance, I want you to consider our case.”

It presented you as a fair-minded, open, objective, honest, trustworthy person. And we can all do that. Like, the reality is life is nuanced and complex. And one of the best things we can do is when we’re approaching other people, acknowledge that, call it out. And something about that posture disarms the other person. It means you’re far more likely to have a fruitful conversation.

Pete Mockaitis
Beautiful. Well, Michael, tell me, any other valuable gems you got to drop on us before we shift and hear about your favorite things?

Michael McQueen
Well, I think the gem that I love, I came across recently in an interview with Gretchen Rubin, and she was talking about the importance of listening. It only occurred to her recently, and she shared this in the interview, she said, “There’s something about the fact that the words listen and silent are made up of the same letters.” She said, “I can’t believe I never noticed it before but that’s actually profoundly insightful.” And it is.

And I feel like so much of what we do when we try to go in and change people’s minds is we go in with our arguments without actually having taken the time to listen and genuinely understand maybe what those points of resistance are, and where the other person is actually coming from. And I think that’d be the last encouragement I give, is that the truth is people who are listened to are far more likely to listen. And so, do we actually give people the dignity of our attention? Do we listen to them long enough to understand their perspective before we go in trying to change their mind? So, that’d be certainly one encouragement I’d give.

Pete Mockaitis
All right. Thank you. Now, could you share a favorite quote, something you find inspiring?

Michael McQueen
One of the quotes I came across writing this book that was most impactful for me was from Andy Stanley who’s a leadership expert.

He said, “In any relationship, when one person wins, the relationship loses.”

Pete Mockaitis
Okay. And could you share a favorite study or experiment or bit of research?

Michael McQueen
Yes, one that I came across, actually, from a university back in Australia, named Monash University, what they did is they got a series of students, so university or college students, to put on some headphones and listen to a standup comedian. So, the first group listened to the standup comedian, and it was just the audio track of the comedian. And what they’re looking for in the experiment was the levels of laughter, so how they engaged with the content. And so, the researchers were monitoring that, the volume of laughter, the intensity of laughter.

The second group listened to the same standup comedian set but with canned laughter over the top. And, as you would expect, the laughter increased because that’s just the way canned laughter works, that’s not particularly earth-shattering. What’s interesting is the next group, the audience that were listening to who are laughing at canned laugh, they described a persona, an identity.

So, as those who are listening, in this third group, said the people who are laughing are actually just like you. They agree with you politically, for instance. The laughter increased significantly. Now, as you can probably guess where this goes next. The fourth group were told the people who are laughing at that standup comedian were people they wouldn’t agree with, they were from the other side, the other end of the political divide.

And what was interesting is the level of laughter of those people listening to that standup comedian was actually at about the same level or a thatch lower than the first group where there was no canned laughter at all. And so, it’s almost that the moment we thought other people are laughing at something and they weren’t like us, they weren’t from our tribe, it’s like, “I can’t laugh. Even if I think the joke is funny, I will not laugh because someone who’s not like me thinks this is funny.”

And I thought it just really showed how powerful those tribal instincts are, and it’s often how dangerous in terms of the way we think, the way we approach ideas that can be.

Pete Mockaitis
And a favorite book?

Michael McQueen
On Being Certain by Robert Burton. And it’s a book looking at this notion of what Robert Burton calls the feeling of knowing, “How do we get to the point of certainty where we just know something to be true but we don’t know how we got there?”

Pete Mockaitis
And a favorite tool, something you use to be awesome at your job?

Michael McQueen
There’s one called SaneBox. And SaneBox uses AI to, essentially, curate your emails so that you can make your inbox far more manageable.

Pete Mockaitis
And a favorite habit?

Michael McQueen
Daily habit for me is journaling, an old-school journaling like with a pen and paper.

Pete Mockaitis
And is there a key nugget you share that really seems to connect and resonate with folks; they quote it back to you often?

Michael McQueen
Yeah, one would be something I encourage people to do, which is to unsell instead of upselling your ideas. And it’s sort of goes to that thing we talked about before of being self-deprecating, and what’s the posture with which you share ideas. And so, for instance, if you preface an idea you’re going to suggest to someone with, almost this notion of, like, “Hey, I’m maybe way off here. I’m not sure,” or, “This is just my sense on things.”

It’s amazing how by sort of underplaying it, you encourage the other person to lean forward and be more willing. Whereas, if I’m, “I’ve got this brilliant idea. Wait till you hear it.” What do people instantly do? They get defensive. And I find that even from a speaking perspective, I’ll get speaking inquiries, and if I’m not the right fit, sometimes I’ll say to a client, “Hey, you know what, thank you for thinking of me but I actually don’t think I’m the right fit for your brief but I can think of another speaker who’d be great.”

In that moment, like it’s phenomenal how it happens, they’ll start and say, “No, no, no, we think you’d be brilliant. Here’s why.” They’ll start selling themselves to you, I’m like, “Well, we were going with this conversation where I had to sell myself, and now it’s flipped.” There’s something about just personally not being too needy, just like being really open and honest, but also unselling rather than upselling, it changes the entire posture of the conversation. I find that unselling versus upselling frame really helpful.

Pete Mockaitis
All right. And if folks want to learn more or get in touch, where would you point them?

Michael McQueen
So my website is MichaelMcQueen.net. We also have a website for the book, which is Mindstuck.net. And one of the tools I’d encourage people have a look at on there is a thing we call a book bot. And so, it’s an AI bot using ChatGPT tech, and, basically, we put the book into a ring-fenced version of ChatGPT so you can ask the book some advice.

So, if you’ve got a situation at work, or in your personal life, you can put in as a question, it’ll search the content in the book and come back with advice or coaching as to how to persuade or shift the dial. So, if people have a look at Mindstuck.net and there’s information about the book bot on there. So, check that out. That might be useful.

Pete Mockaitis
All right. And do you have any final challenges or calls to action for folks looking to be awesome at their jobs?

Michael McQueen
I just think I’d be mindful for all of us, and I put myself in this category. Like, who do you find hard to listen to? How often do we get to that point where we find it difficult to take on an opinion that is uncomfortable or outside the box for the way we see the world? And deliberately try and expose yourself to people who just think really differently to you. There’s such value in that. And as uncomfortable as it can be, bear in mind that that posture of curiosity and humility, that’s how we think best, that’s how we learn.

And so, I’d just encourage people, look at your sphere of influence. If you’re surrounded by people who sort of think the same way you do and have the same perspective on life you do, that should be a bit of a red flag. Try and really keep your inputs as diverse as possible. That’s the best way to think well.

Pete Mockaitis
All right. Michael, thank you. This has been a treat. I wish you much fun changing minds.

Michael McQueen
Thank you so much. Lovely to chat.

904: How to Gain Trust and Insight by Asking Better Questions with Mark Balasa

By | Podcasts | No Comments

 

Mark Balasa shares the most important lessons learned on trust from his celebrated career in asset management.

You’ll Learn:

  1. How to build trust with anyone
  2. How trying to sound smart can hurt you
  3. The most important question to ask in any meeting

About Mark

Mark is the former founder and CIO of Balasa Dinverno & Foltz LLC, a wealth management firm.

Mark has been a featured speaker on investment and technology topics with organizations such as Morningstar, the Financial Planning Association (FPA), Charles Schwab & Co., and Standard & Poor’s. He has been quoted in publications such as The Wall Street Journal, The New York Times, Barron’s, Smart Money, and BusinessWeek.

Mark has been recognized as one of the top wealth managers in the country by organizations such as Robb Report Worth magazine, Medical Economics and Bloomberg. He previously sat on Blackrock’s RIA Advisory Board, J.P. Morgan’s RIA advisory board, PIMCO’s advisory panel for RIAs, the advisory board for State Street Global Advisors, and the technology board for Charles Schwab & Co. Mark has written for INC. magazine website and publications for CCH.

Resources Mentioned

Thank you, Sponsors!

Mark Balasa Interview Transcript

Pete Mockaitis
Mark, welcome to How to be Awesome at Your Job.

Mark Balasa
Thank you.

Pete Mockaitis
Well, I am so excited to dig into your life and career and the wisdom to be gleaned from it but, first, I want to hear a little bit about when you grew up, you were in a town of 300 folks. Tell us what was that like?

Mark Balasa
Yeah, it’s funny. Looking back, it was such a small town. Of course, when you were growing up, you don’t know that. That’s just normal. So, when we went to the nearby large town of 7,000 to go to school and shop and everything else, but it was awesome. You knew everybody, everybody knew you, very relaxed. It was a great spot to grow up.

Pete Mockaitis
Now was there anything odd that, I guess, you later learned was odd about the experience of being in such a small town that came to light?

Mark Balasa
What struck me, as I came to Chicago to start my career, was how unusual that was in many ways. Because you knew everybody, there was, of course, good and bad. They knew all your business, you knew theirs, but for the most part, it was very positive. And going into a much larger city and into a working environment, where you had to learn the ropes about how to trust people, how to navigate relationships that you didn’t grow up with them, because it was so intimate in such a small town, so that was a period of adjustment, for sure.

Pete Mockaitis
All right. It’s sort of, like, “Huh, this is different. I know nothing about you, and you, and you, and you.”

Mark Balasa
Right.

Pete Mockaitis
As opposed to youth. Okay. Well, I’m so excited to dig into… you’ve had just an impressive interesting career, and we’ve had a number of really delightful exchanges and conversations, so I think that we have a lot to learn from you. And I want to hear maybe just the four-minute version so we can get a little bit oriented. Can we hear a bit about your journey from founding your asset management company to exiting it, and then we’re going to dig in a whole lot more from there?

Mark Balasa
You bet. Again, the four-minute version of this is I was in the financial industry, I found that very boring, so I went back to get additional schooling in credentials, etc. I always thought it fascinating to be able to work with somebody about what’s really important to them, and finance, of course, checks that box pretty well.

So, I started a firm inside of an accounting firm and left that, went and started a wealth management firm and I brought in partners as I went along. For me, the journey was fascinating, Pete. The opportunity to help people, to get to be, in many cases, friends with them, to know their families and get paid for it at the same time, it was a dream career.

I loved getting up every day going to work. I love growing the firm. There was lots of challenges. Of course, there is in any business but it was so rewarding. We had people that were clients for 30 years. Some, of course, were just started just as I was leaving, and everything in between. But it was the relationships and the ability to help people that made it so rewarding.

Pete Mockaitis
And so then, tell me a little bit about the decision to sell or exit as well.

Mark Balasa
We became victims of our own success, in a way, and, of course, it’s a first-world problem but, as the firm went along, Mike, and Armand, and I were the three founding partners, and we wanted to bring in additional talent to grow the business. So, a really important way to do that was to give ownership. Not give, I should say, but to provide ownership, which they had to pay for.

So, as the firm continued to grow, and we got leverage, if you will, in terms of our asset growth and so forth, the revenue and the profitability was quite high. And so, what happened is the ownership interest became very high and very expensive. And so, what in the beginning was kind of a manageable debt load for a young person to buy in became very expensive, and it got to the point, actually, it was borderline not doable.

So, we looked out into the future, we said, “Gosh, it’s going to take probably another 12 years, maybe 15 years, to transition the firm internally,” and I was 60 at the point, “And do we want to work that many years?” And the answer was no. And so, we decided to look to the outside. I would tell you that, over the course of the firm’s trajectory, I would say three, four times a year for the last 20 years, we had people approached us to buy us.

So, we know that there was an interest. We always deflected that because we have the opinion that we wanted to have our own control, grow at the pace we wanted to grow, etc. And so, in making this decision, we knew it would be a big one because we’d be bringing an outside capital, in the end, actually, ownership but the reason for doing it was the ability to transition internally and transfer the firm got too expensive.

Pete Mockaitis
Okay. Well, a victim of your own success, yes, well, I guess that’s what I wanted to establish here because you are a kind, humble, generous man, but you said the revenue and profitability became quite high. I’ll say it for you, it seems like you guys were crushing it in terms of you were growing well, more and more folks were entrusting their assets to you, you were named seven times one of the best financial advisors in the US by the magazine that report such things.

And, yes, as I’ve interacted with you, I have also been just impressed by your way. And so, I kind of want to dig into the underlying skills or mindsets associated with your success. First of all, is it fair to say, your success as a company was not due to the fact that you generated massively superior returns relative to all of your competitors? Is that a fair statement?

Mark Balasa
Yes.

Pete Mockaitis
Okay. So, I imagine there’s something else going on there because that would be kind of obvious, “Oh, hey, Balasa’s company makes the most money. Let’s just go over there.” There were some other factors that were driving this success and growth. And what do you think some of them were?

Mark Balasa
That’s a great point. Each industry has its nuances, Pete, and ours, returns from an organization are like a state secret. Unless you’re a public mutual fund or a hedge fund that we have to report some of this stuff, it’s almost impossible to get people’s returns. And so, I can talk about our returns relative to peer groups, if you want to do that later, and then we were very proud of them.

But you’re absolutely right, when people come in to hire someone like us, you don’t do it based on returns. I would calmly tell them the criteria for a high net worth individual to hire someone like us is as follows. Number one, do you trust them? That’s a gut instinct. The second is, what is their background, if you will, academic and so forth?

Number three, what’s their scope of services? Number four, who’s the team I’m going to work with? Number five was fees. And number six was returns or vice versa. The last two were fees and returns. So, the thought process of hiring was not based on returns.

Pete Mockaitis
All right. Well, let’s talk about trust. There’s something that I think all of us would love to exude, to have a vibe such that folks want to trust us to buy into our ideas, our proposals, or what we’re after. And, in some ways, that feels kind of intangible. I think some people just give you a vibe that you’re like, “Hmm, I don’t know about that guy.” And others, like, “Yes, I really like and trust them.” What, Mark, do you think is behind this in terms of you and your team that made you come across as trustworthy?

Mark Balasa
I’ll answer that in two different ways. First, structurally, our firm collected a fee for the services provided. We got no compensation from any other source. Not selling any products, not giving information, literally nothing, so we had no other objective other than serving our clients. In other parts of the financial world, there is that conflict where you’re being sold a product that has a commission or some other incentive for the person to sell it. We didn’t have that.

So, structurally, us and firms like ours, had that to help, if you will, as the foundation. But to answer your question a different way, for me, it’s trying to not sell in the sense of, “Look how good we are,” but, “Let me sit down and ask you, what’s important to you? What do you struggle with? What are your problems? And can we solve them?” And being honest about whether or not we can solve them. So, if we can’t, then say that, “You’d be better served over here,” or, “This is what we can do in terms of what you’re struggling with. This, we can do, we can do very well.”

So, it was, frankly, something I never learned in school but in the real life, which is how important it is to ask good questions, and how important it is to listen. Those skills are unbelievably important to me to build trust in the sense of solving a problem and not selling something.

Pete Mockaitis
That’s perfect. Well, Mark, I was hoping you’ll bring this up or I was going to foist it upon you because that’s what exactly what I’ve observed as we’ve had interactions. And, in some ways, I think it could be rather easy to become sort of prideful or arrogant or to think you know a lot. But in our conversations, I know you’ve experienced much more success and experience in terms of financially and scope over the course of running your business and career.

But when we’re having conversations in the world about media, podcasting, etc., you are full of questions and listening well, and not cutting me off. And I really do feel like I am the expert, you are the pupil, and it’s kind of fun, it’s like, wow, you can teach me so much. But here you are, you’re in a learner mode and it’s just great to be on the receiving end of that. And I imagine your teammates probably felt likewise over the course of your career journey. Have you heard feedback along those lines?

Mark Balasa
Yeah, very much. Thank you for those kind comments. I would give you an example to illustrate the point. So, for a number of years, we did recruiting on college campuses for new team members. We eventually gave up on that. We only wanted people with two- or three-years’ worth of experience. But whether it was someone with two or three years of experience, but certainly, for sure, someone coming out of college.

They would come in and they would have a lot of background, let’s say, on investment or taxes or estate, whatever, and then we would give them additional learning. So, let’s say two years in, they’re now going to present to a client on some specific topic. They tended to come in with, in their mind, a prepared avalanche of information and data.

And what you had to encourage them on was, “Look, a couple things. One is they really don’t care what you know until they know you care.” You hear that a lot but it’s so true. The person doesn’t think that you’re there for their self-interest. They don’t really care how much you know. Number two, you’ve got to learn to modulate that. So, things I used to talk to our new team members was, “Look, on a scale of one to ten, if you know a lot about the subject matter, and one means you know very little.”

A client comes in, an interior professional so you know ten, or whatever the subject matter is. A client comes in and, in my case, let’s say it’s investments, and it’s a widow, and she’s on a three on a scale of one to ten. Well, then you need to talk at a level of four, just ahead of where she’s at but not over her head, not jargon, not tons of data but more stories to give her the point and the comfort to take her and educate her to where you need to go.

By comparison, if you’ve got a CEO from a company in Chicago coming in, and he’s a nine, well, then strap on, go to ten, and get data and give concepts, and give hard-charging data. In other words, you have to modulate with who you’re in front of to help them bring them along. To come back to your point about how do you build trust, and how do you communicate well, it’s doing two things. Being aware of who you’re in front of, and being good at what your subject matter is.

Pete Mockaitis
I think that really resonates. As I’m thinking about conversations I’ve had, if someone is dropping lots of complicated stuff on me, way over my head, I never really walk away thinking, “Wow, they’re so knowledgeable. I felt clueless. I should really go with them.” I think, “Hmm, this guy probably knows a lot because I wasn’t understanding it, but they could also be a con man. They could just be making up these things I don’t actually know.” So, that doesn’t give me a great impression even when they do know a lot, and they’re sharing a lot to prove that they know a lot.

Mark Balasa
That’s very true. And I’ll give you a nuanced example of that. Almost always, when a husband and wife came in, they were on a different spot on a scale of one to ten, so you had to adjust your presentation, the questions you ask, and how you presented it, to both audiences at the same time, especially the wife, which is stereotypical but, unfortunately, it’s true.

They’d have less knowledge about taxes and investments, and so forth. Most of them didn’t have an interest in it. If they felt that they couldn’t understand or follow you, and they left the meeting, that was not good.

Pete Mockaitis
Oh, no.

Mark Balasa
No, no, because the husband and wife are going to make decisions in the car on their ride home, and she says, “I have no idea what that clown was talking about.” That doesn’t help your cause, so you’ve got to learn to do both at the same time without being disrespectful or condescending to either party.

Pete Mockaitis
Well, can you share a little bit about how you, if you are, I don’t know if I want to use the phrase dumbing it down, but let’s say you have a ten-level knowledge, you’ve ascertained that the person you’re speaking with has a three-level knowledge, so you’re aiming to be a four. When you are doing that, how do you do that in a way that doesn’t come across as patronizing, or like, “Well, listen up, little lady, let me simplify this to you. Mommy and daddy have a lemonade stand…”? How do you do that skillfully without coming across as patronizing?

Mark Balasa
You have to do both. You have to talk intellectual, high-level, for the one that’s a nine or ten, and give data or numbers, but then give stories, give examples, or say, “Out of that, tell me what you heard.” Let them play that back, “I heard nothing or I had these two bits.” “Great. Here’s the other thing I’m trying to explain.”

And many times, not always, many times the husband or the wife, vice versa, will step in, and say, “Here’s what he means. Here’s what they’re trying to say.” And, of course, almost all of them appreciate that because you’re trying to meet them where they’re at. And so, it’s more of a conversation at that point, which is what you want.

Pete Mockaitis
Okay. Well, so now I want to talk a bit about asking good questions and listening. When you were in the process of having a conversation, and attempting to do just that, how do you do that? What is your mental process by which you are generating good questions and listening well?

Mark Balasa
You bet. Some of it, of course, is just practice makes perfect. But in terms of how to approach it, I always took it from the perspective of, “If I was in their shoes, what would I want to know?” I’ll give you an example. One of the reasons I came into this business to begin with was when I got out of college, I was studying for the CPA exam, and a buddy of mine that I was growing up with from northern Michigan, lived in Chicago, he came to sell me insurance, and he asked me a bunch of stuff. Here I was, I’m 22 years old, he’s selling me life insurance, “Okay, I’m not sure I need it.”

But he’s asking me all these stuff in the sales process, I think, “Well, I don’t know.” So, I remember going to the library, back in the day when people went to the library, there was no internet, and trying to find an answer to how to buy life insurance, and I could not find it. I couldn’t find it anywhere. And so, I told myself, “Well, gosh, if I can’t find it, there’s got to be other people that are confused by this sort of thing.” And that’s literally part of the reason I went into this business.

So, I try to put myself in their shoes, their age, their gender, if they’ve got kids, if they’ve got a mortgage, they like their job, they don’t like their job, all that stuff. In the back of my mind, I’m thinking, “What’s important to them? Why are they here?” And so, I would try to build the questions off of this specific scenario, but there are some standard ones that you could certainly start with.

So, for example, “What does success mean to you? If we were here together a year from now, and you’re with us, and you look back, what would you say, ‘Gosh, this was a homerun for us to work with your firm’?” I would ask that question. Another one I would ask questions about is what is their experience around money or taxes or estate. Those are generic. Several don’t apply, frankly, but you get the idea. There’s a handful of standard questions to get things started.

But, almost invariably, when you ask a couple of things, especially around, “When do you want to retire?” Oh, my gosh, is that loaded. All kinds of stuff would come out of that. So, I just gave you a bunch of openings to start to ask questions about, “Why did you say that? What do you mean by that?” So, I can give you examples but that was kind of the general premise.

Pete Mockaitis
And so, when you’re in other contexts and generating good questions and listening, how do you think about that? So, in the world of asset management, you are asking questions to gain an understanding of their situation to tailor what you’re going to share and to see if you’re a sensible fit. When you’re in learner mode, it’s a little bit of a different process of generating questions. How do you play the game in that context?

Mark Balasa
For me, part of the answer to that question is I try to think to the end, “What am I trying to accomplish? What do I need to understand better?” And I try to take it back from there. So, in the example, let’s take, I’m starting to do more in the social media world, which I don’t know much about, so there’s infinite ways for me to learn.

So, I try to say, “Okay, why do I need to know how Instagram works? Why does someone who views it, what do they get from it? If I’m a sponsor and I’m going to monetize Instagram in some way, how does that work? Why does it work that way?” So, in other words, I start at the end and I come back, as best I can, and try to say, “What do I need to understand to get to that point?”

Pete Mockaitis
Certainly. Well, I still don’t think I understand Instagram, Mark. So, okay, kudos. All right. So, we start at the end, and so then we ask the questions that drive us there. Do you have any favorite master questions that you find you use again and again as you’re trying to get the lay of the land and understand the situation?

Mark Balasa
Yeah, I hope I can think of examples. So, let’s say we’re going to look at a brand-new piece of software, and then maybe we can take other examples, Pete, if you like. But I don’t know anything about the software so I would start with the salesperson on the phone, “Tell me about you a little bit. Great. Tell me about your company. How many employees? How much revenue? How long have you been in business? Can I talk to some of your referrals as a client, a client referral? Tell me who your chief competitors are?”

So, it’s a series of things to understand more about their business, nothing to do with their software yet. Because if those things don’t check out, I don’t really care about your software, frankly. I want to know that that’s a stable business, if you will, before I’m going to proceed further.

Pete Mockaitis
You know, Mark, I’ve made that mistake by not asking those questions, because, a lot of times, when it comes to someone who’s very eager to give me a software demo, the answer is, “It is a super cutting-edge hip startup who has revenue and profit that is minimal, that existed for less than a year,” and I’m sort of there to help them learn how things work. In a way, that’s okay. That’s sort of fun. That’s sort of how things can get created, it’s sort of a two-way street.

But you’re right. To the notion of, “Do I want to invest myself in this software?” that becomes important because, like, “Oh, shoot. There’s a high risk it won’t be around in a year or two.” And then it’s like, “Well, now what? I guess I’ve got to go find another one to solve the problem I was trying to solve.”

Mark Balasa
Yeah, and that came true just making some mistakes for our firm with technology over time. I did exactly what you said. I remember we had a CRM early on, it was neat stuff but the company wasn’t viable, and so we had to convert a year later because they were out of business.

Pete Mockaitis
Yeah, CRM conversions, not pleasant. Okay. So, lovely. And now when it comes to the listening, how do you ensure that you are really tuned in and getting the goods?

Mark Balasa
That was one of the hardest things, frankly, to mentor and train new people on, was the ability to just be still and listen. And I mean not just thinking about what you’re going to do tonight after dinner, but listening. And, for me, some of that comes back to inside of you. It takes humility, it takes patience. Some people, depending on personality, it takes perseverance. But, in my view, it’s critical.

How many sales presentations have you been in? I’ll give you an example. So, we went to update our website a couple times in the last 10 years in our firm. Both times we put out an RFP, and you would have these three or four firms coming in, all kind of preselected, certainly know what they were doing. But you would watch the sales process, it was so fascinating. You’d have one group come in, they came in actually from New York, flew in, it was an hour meeting. They spent 55 minutes with their deck. They never even asked our name, and it was just this long trudging page-by-page process of just listening to what they had to say.

By contrast, if you start a sales meeting, or actually even a regular meeting, by saying, “What’s important? Why are we here? Let me ask you some questions. What’s your biggest pain point?” Even though you’ve already prepared a deck, I would always start with saying, “What questions do you have first?” Because if they asked a question, they come out and then frame something they’re struggling with, even though you’ve had two sales pre-calls, if you will, sometimes that’s with different people, sometimes it’s with them, invariably if you ask them that question, they tell you where they want to go.

And so, one of the hardest things in telling and training a new team member for us was they’d be very prepared for the meeting, the sales meeting. They’d have a 10-page deck and all kinds of data to back that up if we needed it, and their inclination is to present that, and we would always say, “No, no, don’t do that. Because out of those 10 pages, you probably need a page and a half. You just don’t know which page and a half it is. You have to start with what’s important to them, and then come back and use the pages that represents or makes that point.”

My favorite way to listen and to engage someone is with the whiteboard. Because when you present something that’s written, on a PowerPoint or whatever, it’s kind of pre-canned, and people kind of almost automatically kind of turn off a little bit, especially after four or five pages, they do. By contrast, if you’re on a whiteboard, and you ask me a question, and I draw a picture, and I write words, and draw numbers and designs, you’re engaged the whole time because I’m building and it’s custom. It’s a reaction to what you just asked me. It’s not pre-canned.

And so part, to me, the importance of listening is you can do that in person, real time, you ask me a question, here’s an answer based on all my experience, my network, and my training specifically about something you asked, as opposed to, “Turn to page seven now, and we’re going to go through these six bullet points next.”

Pete Mockaitis
Totally, very different energy. Very different feel there. Absolutely. All right. Well, Mark, tell me, anything else about listening, questions, engaging people, relationships, you want to make sure to mention?

Mark Balasa
I think those have been a good series of questions, Pete, no.

Pete Mockaitis
Okay. Well, now since you happen to have a towering expertise in money, let us know, as professionals who have an interest in their money, are there any top things that people tend to get wrong as they’re thinking about money or managing their money that you’ve sort of seen as a pattern over and over and over again?

Mark Balasa
There’s lots of ways to answer that question. I’ll pick two. On the actual specifics, expenses are really important when it comes to money and investing. You want to try to minimize costs. That’s universal. Morningstar’s done two studies over the last 20 years about bond returns. And so, there’s, pick a number, 2500 bond, mutual funds in the United States. The difference between the top tier and the bottom tier, the number one difference is their expense ratio. It’s not how clever the manager is, it’s not how the duration of the bonds, it’s not the quality of the bonds. It’s their expense ratio.

Because the bond returns are so narrow that if someone is charging you 1% to manage your money as opposed to 0.2 of a percent, that’s a 0.8 of a percent immediate benefit to you, that’s a huge difference in terms of collective return on the bond side. So, expenses are always important. Taxes, always important. So, when you’re investing, what’s your after-tax return, not so much your growth return? So, if you have a high turnover, you’re constantly selling and buying, you’re going to pay a lot of capital gains, short term, in particular, capital gains, that really eats away at your return.

So, there’s a couple of examples of universally always true things on the investing side. Let me answer your question a different way, and this is behavioral finance. Are you familiar with behavioral finance, Pete?

Pete Mockaitis
Yes, I’m thinking Richard Thaler comes to mind, Nudge.

Mark Balasa
Yup. Yup, exactly, Nudge. That’s exactly right. Daniel Kahneman is another one. They both won Nobel Prizes for their work in behavioral finance. For your listeners, it’s a field of study that tries to look at mistakes that human beings make when we’re dealing with finances just because of the way our brain is wired, and they’re called heuristics. I’ll give you just a couple of examples.

Human beings as a species are overconfident. Now, that helps us in many ways. So, when you go to start a new job, you’re going to get married, go to college, you’re really not sure what you’re up against, but, “I can do this, by God. Here I go.” And that’s awesome for us. But when it comes to finance, overconfidence is not an advantage.

We think we know more than we do. So, if you have a stock, you work in a company, you think you know all about it, well, really, you don’t. And so, helping people against some of these heuristics, overconfidence, loss aversion, framing, anchoring, all of those things play tricks on how we make our decisions. I’ll give you an example, loss aversion. This is one of the chief things that you have to deal with when people are investing their money.

When a human being sees a loss, it’s very different than when a human being sees a gain, and that bleeds into their decision-making. Thaler has done this one, a great example. He’s got a room full of participants.

And he says, “I’m going to flip a coin. And if it’s a head, I’ll give you $1500. If it’s a tail, you give me 1000. How many of you want to take the bet?” Like, no hands go up. Well, mathematically that makes no sense because the 50/50 bet and you get an extra $500 if you win. No, human beings don’t like that chance that they could lose.

How about 2000 to a 1000? “No, I don’t know.” Twenty-five hundred to a thousand? No hands started going up. That was his way of quantifying that for a human being, a 10% gain is one unit of pleasure, a 10% loss is two and a half units of displeasure. And so, think about your portfolio. What people do then, psychologically, is they hold on to their losers because they don’t want to recognize the loss, and they’ll get rid of their gains because it feels fabulous to say, “I sold a stock when it doubled.” So, that’s not a good recipe, selling your winners and holding onto your losers.

And I can’t tell you how many times people come in, we’d go through the portfolio, and we say, “Okay, we should get rid of these six types.” “Well, no, I can’t. I’m underwater on those. We have to wait till they come back.” That makes no sense.

So, behavioral finance is a really rich area for people in terms of how they can check themselves. One of the things you can do there is encourage everybody, and it’s maybe too pedestrian, but to be a long-term investor, and it’s easiest to do many times with exchange-traded funds or mutual funds as opposed to individual stocks because you don’t see all the moving parts. It’s easier to stay the course.

But in periods of like 2008 and during the pandemic when we got big drops, oh, my gosh, is that hard. I was at a meeting in Chicago, and there was a person who sat on the board for an endowment for one of the prominent universities here in Chicago, PhD in Finance, runs an enormous firm. So, he’s on the investment committee for this university in Chicago for their billions of dollars of endowment.

2008 hits, and you know how bad that was, right? One month led to the second month, led to the fifth month. It’s like its sixth month, constant grubbing of the portfolio. Portfolio has easily lost in the stocks at 50% of their value. So, here’s this sophisticated university, with world-renowned people on the board, including this gentleman, and the investment committee came in about five months into this, said, “We’re going to sell a bunch of the stocks.” “No, no, no, don’t do that. We’re probably near the bottom. We don’t know. We’re probably near the bottom. No, we can’t.”

“As a fiduciary, we have to stop the bleeding.” “No, no, you can’t.” “Oh, yeah, we have to.” And they did. About two months, maybe 30 to 60 days before it bottomed, it went up. And when it goes up, it goes up disproportionately quickly in the beginning. And so, the psychology there is, like, “Yeah, I missed the first 30% back. I got to wait till it drops again.” It’s all bad.

So, to come back to your question, what are some things, as an investor, you should know? Taxes matter. Costs matter. Diversification matters, I didn’t touch on that. And on the behavioral side, coming up with checks and balances so that you don’t get greedy, and that you don’t get frightened.

Pete Mockaitis
Okay. Very good. Well, so now you have sort of turned over a new chapter in your life and career. You have towering knowledge in asset management, and now you’re in media. What’s the story here, Mark?

Mark Balasa
You bet. As we sold the firm, I wanted to do three things, Pete. I wanted to try to work with my family, so I’ve got some family members involved in the new business. I wanted to do something, not to give back some of my money, but also my time. And the third thing is I wanted to do something faith-based. And so, our new venture does those things.

And so, I’m a complete novice at this world, but the people I’m working with are much more experienced, so I hope I’m bringing some of my experience to the table to help us reach a younger audience with things that are impactful for them, for their lives, and for their families.

Pete Mockaitis
Okay. And could you give an example of something that you’re putting out there that’s impacting folks?

Mark Balasa
We recently just started a podcast about a month ago, it’s called Is THIS for Kids? And it’s two young parents, Jonathan Blevin and Katie Ruvi, who review each week something in terms of a movie, a song, a video game, or TV show through the lens of, “Is this good for your kids?” And they’re not telling you whether or not if it’s good for your kids, but they’re telling you things you should be aware of, especially with things a lot of parents don’t have time to review, like video games or music, “Are those lyrics, are they okay? That video game, is that too violent? Is it too much sexual content?”

You, as a parent, can decide but we want to tell you, “Here’s what you should be aware of.” So, it’s an attempt to help busy, young parents, with the avalanche of stuff that’s available to their children, about how to navigate that world. So, that’s a specific example of how we’re trying to bring to the market with something that hopefully is helpful.

Pete Mockaitis
That’s right. And I’ve watched “Is THIS for Kids?” and I actually really love it because I am a semi-young, approaching 40 parent, and it’s not just a couple of prudes, like, “Oh, dear, dear, I was so repulsed by this egregiously inappropriate whatever.” It’s sort of like, “Well, hey, in Barbie, there was a masturbation joke, and it was kind of an eye-roll but I actually didn’t think Barbie was that fun anyway.”

And then just, generally, sharing, “Hey, these are my thoughts, these are my observations, this is my best guess for what age it’ll probably be fine,” and it shows that two good parents – I assume they’re good parents, they come across as good parents, Mark – can come up with different interpretations and conclusions of something, and have a lot more fun and laughs and nuance than, “Oh, no, they said the F word two times, so, therefore, this is immediately banned.”

So, I think it’s really cool. So, good job.

Mark Balasa
I appreciate that. And I’ll just tell you, one of the first things that struck me about the point you just made about the interplay between the two of them, because they don’t agree on many things, so Jonathan tells Katie that she’s getting older, and Katie says, “Well, I’m like a fine wine. Jonathan, you’re more like a sippy cup under the couch.”

Pete Mockaitis
That’s right. It’s a nice chemistry in that they seem to genuinely like and care about each other, but they do not mind to razz. Okay. So, that’s a very different thing, “Is THIS for Kids?” and faith-based media stuff. So, tell me, how have you used these skills associated with listening and good questions as you do something totally different?

Mark Balasa
Well, what I’m trying to do is, as you just said, you assemble those skills that I’ve acquired in my other business into this and help the team learn how to do sales presentation, how to do an interview, how to work with a new vendor, kind of some of those universally needed skills, if you will, regardless of what the actual business is, whether it’s a service or a product, and trying to bring that to them, so that’s hopefully my contribution.

Pete Mockaitis
All right. Well, tell us, anything else you want to make sure to mention before we shift gears and hear about some of your favorite things?

Mark Balasa
I think that’s it. Thank you.

Pete Mockaitis
Okay. Well, could you share with us a favorite quote, something you find inspiring?

Mark Balasa
I thought about that, it’s a great question. I’m not sure if I can attribute this to Winston Churchill but I remember reading it in context of him. I’m a real big World War 2 aficionado. And he said to some of his military leaders during the war, he said that, “Authority is taken, not given.” So many times, when a young person would be in our firm, they’d say, “Well, how do I become an owner? And how do I get to lead a team?”

It’s one of those tricky things. You don’t really have a checklist, right? You know it when you could see it but I would always tell, “Look, you have to essentially take the authority because no one is going to step up and say…” Well, I shouldn’t say no one. It’s less likely someone is going to tell you, “You should go do it,” as opposed to stepping up and take it.

Pete Mockaitis
Okay. And a favorite study or experiment or bit of research?

Mark Balasa
Going back to behavioral finance, I love that stuff. I would use it with our clients all the time. In many cases, I would tell them if I’m using it so they would see the folly of their own decision-making, and that area is ripe with so much interesting research. Like you said, Richard Thaler with Nudge, he did another one recently. What was it? Misbehaving. Daniel Kahneman has got a great book, Thinking, Fast and Slow. That’s actually one of my favorites. But there’s so much stuff in there that’s not applicable just to finance. It’s applicable to running a meeting, to how to interact with people. I think it’s just a really helpful thing for anybody’s career.

Pete Mockaitis
All right. And a favorite book?

Mark Balasa
I’m a big fan of Patrick Lencioni. And so, two of his books are actually a required reading at our old firm. We’re doing it at the new firm as well, which is how to be an ideal team player, be humble, hungry, and smart, and The Five Dysfunctions of a Team.”

Pete Mockaitis
That’s good stuff. Pat was on the show. It’s so good.

Mark Balasa
Very nice.

Pete Mockaitis
And a favorite tool, something you use to be awesome at your job?

Mark Balasa
This is a boring one. As bad as it’s going to sound, Excel. I just use it. Even my to-do list, as something as simple as that, I just found it indispensable.

Pete Mockaitis
Oh, certainly. Well, now I got to ask. A to-do list in Excel, are you putting some numbers or quantification on some of the columns? Or, how does Excel enhance a to-do list?

Mark Balasa
It doesn’t. It’s just easy. It’s a great question. I’m not that sophisticated.

Pete Mockaitis
Okay. I thought you’re like, “Approximate hours required to complete this task.” All right. And a favorite habit?

Mark Balasa
Favorite habit for me is probably reading, if I can answer that broadly. Whether it’s for your own benefit, for your own edification, for your professional development, I know media is voraciously consumed by the younger generation, but maybe it’s just me and my generation, but I don’t retain things as well when I watch them as opposed to when I read. And so, for me, reading is critical on all fronts.

Pete Mockaitis
Okay. And is there a particular nugget that you’ve shared with colleagues that people associate with you or they quote back to you often, a Mark original?

One of the things I almost always would ask at the end is, “Is there anything else I should be asking?” And so, I would get teased for that.

Pete Mockaitis
Well, you have asked me that, and I asked that myself, so it’s a good one. And if folks want to learn more or get in touch, where would you point them?

Mark Balasa
BVM Studio. Right now, we just have a landing page. We’ll have more to come but that’s an easy way to reach out.

Pete Mockaitis
All right. And do you have a final challenge or call to action for folks looking to be awesome at their jobs?

Mark Balasa
For me, as I look back over my career, the things that stick out is this. The world is a hard place, and an act of kindness, a sincere effort to help someone is always recognized and it’s almost always rewarded.

Pete Mockaitis
All right. Mark, thank you. This has been a treat. I wish you much luck with BDM Studios and all you’re up to.

Mark Balasa
Thank you very much, Pete. It’s great to spend some time with you.

890: The Five Laws to Asking for What You Want with Laura Fredricks

By | Podcasts | No Comments

 

Laura Fredricks shares battle-tested tips to confidently ask for what you want.

You’ll Learn:

  1. How to respond to “I’ll think about it.”
  2. Why you want to talk only 25% of the time
  3. Persuasion pitfalls to avoid

About Laura

Laura Fredricks is an author, speaker, and consultant who trains and coaches individuals, businesses, and nonprofits. Her latest book is Hard Asks Made Easy: How to Get Exactly What You Want. Through her previous six books, Fredricks has helped hundreds of global executives, industry trailblazers, marketing and communication leaders, boards, fundraisers, entrepreneurs, teenagers, artists, philanthropists, and everyday people achieve their best professional and personal lives possible.

Since 2005, Fredricks also has taught at New York University School of Professional Studies.

Resources Mentioned

Laura Fredricks Interview Transcript

Pete Mockaitis
Laura, welcome to How to be Awesome at Your Job.

Laura Fredricks
Welcome, welcome, to you, too, Pete. Glad to be here.

Pete Mockaitis
Well, I’m so excited to chat about your book, Hard Asks Made Easy: How to Get Exactly What You Want. It sounds super useful. But, first, I want to hear, as the ask expert, what are some of the wildest asks that you’ve come across in your days?

Laura Fredricks
It was two kids that wanted a dog and parents weren’t having it. They weren’t having it. So, I came across them and they came to me, and, of course, they’re doing all the stuff. So, I said, “What are you doing?” “Oh, we’re making the bed where the dog could go, and then we’re baking cakes for them, have the dog get them.” And they were doing all these extraneous stuff. It was hysterical.

So, I said, “Well, one thing you could do is wake up early every morning as if you’re going to walk the dog, because you know what’s on your parents’ mind. We’re going to get the dog and we’re going to be taking care of it.” I said, “Sure, you’re responsible so wake up early. Get that powder and go. And then you got to ask for the dog. You can’t just keep saying, ‘I want a dog. I want a dog.’ That’s not an ask.”

“Say, ‘Look, mom and dad, we wake up early every morning. We’ll take care of the dog. This is really important to us. We think it’s going to be great for the family. Can we go out this Saturday and look for a dog? Please, it’s important.’” And they did, they got the dog, and away we go.

Pete Mockaitis
Okay.

Laura Fredricks
I did something sneaky in there, Pete. It’s all what we’re going to talk about. Every ask, two sentences, and a question.

Pete Mockaitis
That is absolutely something I’m going to ask you about. It’s funny because I can imagine this is in my future. Our kids have made reference to wanting a dog.

Laura Fredricks
It’s coming.

Pete Mockaitis
Well, tell us, any particularly surprising or fascinating discoveries you’ve made about us humans when it comes to asking during the course of your research and career and writing on this stuff?

Laura Fredricks
A lot. And this is the number one thing. Confidence wins the day. The more confident you are, the more likely you are to get what you ask for. I get this ask all the time, Pete, “Do women make better askers? Do men make better askers? If you’re at the top of your field, does that make you a better asker?” It’s all about confidence. And so, one of the things I try to do is create confidence in preparation first, and then actually asking. But you will get more of what you want by just a confident delivery.

Pete Mockaitis
Okay. I was going to ask specifically how you define confidence. So, you say a delivery that comes across as confident.

Laura Fredricks
Correct.

Pete Mockaitis
So, whether you believe you deserve it or whatever is not so much relevant?

Laura Fredricks
No, it is. Because when you believe it, you deserve it, you look confident, there’s no way you can look any other way. So, that is the stepping stone to being confident. You have to be 100% sure that this is what you want, what you need, and what you deserve.

Pete Mockaitis
Okay. There we go. Now, let’s dig into the book, Hard Asks Made Easy: How to Get Exactly What You Want. What’s sort of the big idea or main thesis here?

Laura Fredricks
There are five laws of asking.

Pete Mockaitis
All right.

Laura Fredricks
I can walk you through them if you want.

Pete Mockaitis
Oh, let’s do it.

Laura Fredricks
Good. So, I always like to do it this way. Pete, tell me one thing that you need this week or this month.

Pete Mockaitis
I need my team to chug ahead on, frankly, a pretty boring, repetitive project.

Laura Fredricks
Okay. Okay. Good. So, here we go. And that’s a good one because I just did an interview with someone, actually, which is really exciting, and she needed more sponsors for her show, so we walked through that one, which was great. But this is asking a team to keep going even though it’s not exactly exciting work. Did I get that right?

Pete Mockaitis
Mm-hmm.

Laura Fredricks
Okay. So, here we go, Pete. Law number one, know exactly what you want with numbers and dates. So, knowing that, how would you ask your team? Numbers and dates.

Pete Mockaitis
I need all 890 of these episodes converted over for dynamic ad insertion by September 25th.

Laura Fredricks
There we go. Perfect. Perfect. Perfect. Okay. Notice you didn’t say, “By fall,” “By the end of the summer,” by whatever. That, really, “Now, I’m crystal clear of what we need to do. I’m your team member. I’ve got a good idea.” Good. Now, law number two, stay with me, write the old-fashioned way, or type it on your phone but it has to be brain to physical here, 15 things your team is going to say to you.

So, I’ll help you out. “Don’t have that kind of time,” “Can’t make that deadline,” “Why do you need it by that date?” “What’s in it for me?” “Do I get extra pay?” “I’ve got these other tasks to do,” “Where is this on my priority list?” Okay, I just gave you seven. Now you fill in.

Pete Mockaitis
Oh, sure. Well, my team is so fantastic that I think they’ll probably say, “Oh, hey, well, we’ll try. I mean, yeah, we’re going to do our best but I don’t know. I mean, that’s kind of a short deadline.”

Laura Fredricks
“Well, what happens if we don’t make the deadline?”

Pete Mockaitis
Okay.

Laura Fredricks
Okay. “Can we get extra help if we don’t make the deadline?” “Once that’s done, what else am I getting?” You get the point, 15 things. And we do this because of this reason. The number one reason people don’t ask, it’s not to hear, everyone here knows it’s not fear of rejection. It’s they’re afraid they’re going to hear a response they’re not prepared for.

And so, law number two, get you prepared. First step is 15 things you think they’re going to say, and then you go back, and what will you respond to each of them. That gets you right into the beginning of the show we talked about, law number three – deliver with confidence. Now, your listeners can’t see but every time I do an important interview, like the one we’re doing now, I stand. You’re standing, too. Why? It’s confident. No one exists in my universe right now other than you, Pete. Nobody.

Pete Mockaitis
Why thank you. Felt good.

Laura Fredricks
My voice is up, my energy is great, this is it, but people just step over this, like, “Oh, I got this. I’m good. I know my boss.” Just like you said, “My team is great. They love me. We love them. It’s all fine.” But we’re not delivering with confidence.

Law number four. Clarify what you think you heard. So, let’s say, one of the responses, which is very common, not that your team would give it to you, but let’s say they do, “Oh, Pete, you know, I got to think about it.” What would you say?

Pete Mockaitis
Well, it’s funny, I suppose when I’m thinking about something, usually, there’s something pretty specific under the surface that I need to think about in terms of, like, “Well, I’m wondering if I have that capacity given that there is a vacation scheduled.” And so, often “think about” really means gather some more information and do some research to bring a little bit more certainty to an unknown.

Laura Fredricks
Right. So, the thing about that, which is a very common response which we’ll have to prepare for, is your only job is to find out the “it.” What is the it? Now, you went down and said, “There’s research. There’s something to contemplate on,” there’s always something. But you need to find out in that moment what it is.

So, anyone hears I have to think about it, this is what you say to your team member, “Thanks so much for sharing. This is great.” This is my words, use whatever, “To the extent you feel comfortable, can you share with me what you’re thinking about?” And here’s the most important part, “I’m here to help you,” and you bring it back in. It’s not I threw something at you, you threw a response back, time is going to take care of it. There we go.

“To the extent you feel comfortable, can you share with me what you’re thinking about? I’m here to help you.” And you know what? They tell you. And exactly the reason might be that you just said, “Well, you know, here we are. It’s August 3rd, I have the last two weeks of August off. I don’t think I can make the September deadline.” And now we know what it is. It’s the timing.

It could be, “Well, I’ve done 90% of this project. I don’t think I should do any more. I think this other teammate should do it because I did 90% of it.” You don’t know what the “it” is, so figure out the “it.” And then law number five, and this is very important, right there and then, plan your next move while you’re talking about it.

Because if it’s, “That’s great. Go back. Think about it. We’ll circle back. August 3rd will be closed.” August 15th becomes August 30th, and too much time goes by. So, you could say, “Great. Work it out with your teammate. Friday 10:00 o’clock, let’s meet again and finalize this.” And now you’ve taken a big topic and you’ve condensed it, and you’re going to get an answer in a short amount of time.

Pete Mockaitis
Okay. Beautiful. There we have it. The big idea is those five laws, and you just laid out what are those five laws. And I think the part that’s vibing for me the most is the idea of we fear more getting a surprise question that we can’t answer than we do getting a no. And I think that resonates, well, for me. I guess maybe you’re suggesting it’s universal.

Because if I get a question I don’t know the answer to, I feel, I don’t know what the word is. I feel kind of like a loser in terms of, “Okay, guys. So, you’re coming in here asking for a special favor, and then in reply, I have a very basic clarifying question to ask of you, and you have no idea. That feels kind of disrespectful to me who’s being asked that you don’t have your act together. And so, that’s what I’m feeling.”

Laura Fredricks
It does. It does. And, also, like you said the word, surprise is correct. I always say, “You don’t want to have that deer-in-the-headlights look, like whatever.” That’s why I did law number two of writing down the 15 things because you’re pretty much going to hit the parameter of where it is. And many people in leadership positions, this is the reason why they don’t ask.

Think about it. You don’t get to be CEO, you don’t get to be in the C-suite, you don’t get to be the VP out of the sky. You’re prepared, you’re good, you’re knowledgeable. You’re the one to have that role, and a lot of times they don’t step up and ask for that same reason.

Pete Mockaitis
Because if you’re the vice president of whatever, and you ask the CEO, and the CEO asks you a sensible question, and you’re like, “Ugh, I have no idea,” then you’re sort of worried, like, “Uh-oh, maybe I’m not going to be the next CEO because the CEO now thinks I’m dumb and unprepared.”

Laura Fredricks
You’re supposed to know it. You feel judged.

Pete Mockaitis
Certainly. And I suppose when you do these 15 things, you can have the polished version of “I don’t know” at your disposal.

Laura Fredricks
Well, what you can do, and I recommend to everyone, like use this as a positive moment. We’re kind of on audio here but the visual matters. When you hear something you don’t like, normally, your body language tanks and you just give it away. Just say, “You know what, that’s a great question. Let me circle back. How about Friday 2:00 o’clock? I’ll have the answer. We’ll go from there.” Use it to your advantage. Use it as a leverage point. Don’t let that take you away. If response number 16 came and you weren’t ready, keep that list. That becomes number 16.

Pete Mockaitis
Okay. Well, so I like the clear formulations here. So, we got our five laws. You’ve also got three rules and a formula. So, let’s hear these, too.

Laura Fredricks
Yes, I do. Well, these all came from… asking has always been left from luck, chance, and time. If I ask enough people, one person is going to say yes. If I spend so much time with Pete, he’s going to naturally know what I want. And that’s how asks had gone, and I said, “I have to put organization, structure, and focus because when people have a path, they’ll follow it, and they’ll do it. Without steps, they’re not going to do it.”

So, my three rules, which are pretty easy but you’ve got to follow them, is be prepared, be personable, be present. And the preparation is what we did in the second law, but it’s also beyond doing your research. Really get to know a person. This comes to play when people want another job and they want to network, and they want to find a reference, and they want to find someone who might be in the company that they’re about to go in, where they’re a candidate for.

So, first of all, if someone is going to say, “Hey, I know this person, and it might be good for you. I kind of know them, kind of don’t,” there’s a lot of questions you need to ask, “Do you know anything about them? Do you know their interests, how they like to be communicated with? Are they kind of a person who is relaxed, likes jokes, very formal?”

All that stuff you can gather, makes you prepared for when you want to use that person as a reference should you ever become one of the top candidates. Just be prepared. I think people step over, it’s like, “I know Pete. He’s a good guy. The conversation will go well.” It won’t. Be prepared.

Second is be personable. And what I mean by this is, it’s one of my mantras that I love, your tone is as important as your words. Everyone who comes to me, it’s like, “What’s the right words? What’s the magical formula to ask?” And I can do that, but I always practice with them, “How do you sound? Take your phone, record your voice. Do you like it? Are you using one or two words way too much?” Your tone is as important as your words.

And then the last is be present. And I say listening with presence matters so much. Now, it’s gotten a little bit easier since a lot of us still do a lot of communication on Zoom, so we can look at our computer screen and focus. And you’ve prepared all your guests like me, to have no distractions, cellphone off, landline off, windows closed, the whole bit. The same applies when you’re going to ask. You have to be present. Nobody exists but the person you’re asking.

Pete Mockaitis
Okay. Understood. And can you also share with us the 75% to 25% rule?

Laura Fredricks
Yes. That gets to listening with presence. How many times, think back, that you had a conversation or even someone asked you where they’re overtalking it, they’re selling it, they’re pitching it, they’re selling it again? And by the end of the conversation, you don’t know if you’re supposed to think about something, you don’t know if you’re supposed to respond to something, and it was a great conversation but you’re kind of clueless.

So, I say, especially when you’re in the ask, it has to be they talk 75, you talk 25, which gets us to the ask formula of two sentences and a question. You end on a question so that the person you ask speaks next.

Pete Mockaitis
Okay, two sentences and a question, and the goal there is that you’re not overtalking, and they do the next speaking, as opposed to dead silence, “Okay, now what?” So, can you give us a few examples of sentence, sentence, question, sentence, sentence, question?

Laura Fredricks
Sure. Sure. There’s a person I knew who wanted, she was the vice president and the CEO position came up. She’s in Colorado and she contacted me. And, again, people can go too heavy on what they accomplished so that they should naturally rise to the next position. And I said, “Listen, let’s do this in preparation. Let’s frame your interview. Let’s frame your ask. Go in there, and here we go.”

First always, “Thank you for your time. This is great. It’s a wonderful opportunity and I’m really looking forward to it” sentence number one.” Number two, “I’m here today to share with you my three points of taking this company to the next level in the next year,” sentence number two. Question, “Is this a good time to talk about it? I’m really excited about it.”

So, this is a job interview. Now, what did I do? Two sentences and a question. We’re going to get to asking for the job in a minute but I like this prep first. I like saying, “I have three things to share with you,” because what does that do, Pete? That means I’m waiting for number one, I’m waiting for number two, I’m waiting for number three. It focuses the conversation.

Pete Mockaitis
Absolutely.

Laura Fredricks
Now, we’ve advanced why I am going to be the best CEO because I’ve already thought of how we’re going to advance the company. Listen to the back and forth, they’re going to talk about the stuff. And so, at the very end, saying, “I hope I’ve answered all your questions. This is so important to me in my career,” and here we go, “I’m asking you now to consider me as the next CEO. Can you do that?”

Nobody asks for the job. They talk around it. But when you ask for it, there’s laser focus that you are the person who really wants this. You’ve put a lot of time and energy into it. You’re going to advance us and you actually asked for the job.

Pete Mockaitis
Okay. “Can you do that?” and they’re like, “Sure. I can think about that.” Or, I guess they’ll say, “Well, no, actually, someone else is going to get it. So, sorry about that.”

Laura Fredricks
And that’s fine but at least you planted a major seed that this is something they really, really want, especially if you’re moving up in the company. There can be way too many assumptions that, “They know me. They’ve seen my work. We’ve gone out. They know my plan,” and when it comes to this moment, you have to treat it as if they kind of know you, kind of don’t, but you have to be the person who asks for the job because you want the job.

Pete Mockaitis
Okay. Can you give us another demonstration of the two sentences then question?

Laura Fredricks
Sure. Sure. Let’s go back to the interview I just did. The woman said, “I need more sponsors,” which we know from law number one is not an ask. I said, “Give me an example.” She wanted Coca-Cola to be a sponsor for 25,000 by September 1st. Okay, that’s what we wanted. Okay, it was kind of a framed ask. It could be any sponsor. It could be a local bank. It could be whatever but we used Coca-Cola because everyone knows it.

So, anyway, we go in and say, “You know what, first of all, what’s in it in for them?” “I’ve studied your company, and a lot of people tune into my podcast, and I think this can be a tremendous partnership. What I’d like to talk to you today is about Coca-Cola being a $25,000 sponsor by September 1st. Can we talk about it now? What else do you need to know before you make this important decision?”

Pete Mockaitis
Okay. Understood. And so, they’re clear on, “Well, here’s what I need. I need to know your demographics, your dah, dah, dah.”

Laura Fredricks
Precisely. You’re right down the runway, “It’s 25,000 by September 1st.” And then you get into everything else. Here we go, “I’m not the decision-maker. The budget is over. We don’t support podcasts.” Then you get into the 15 things, and you’re going to respond.

Pete Mockaitis
Okay. And let’s do one more example.

Laura Fredricks
So, there’s a lot of people that need more personal time now or through the end of the year, or they want a promotion, or they want a raise, but I’m going to go with personal time because more people are coming to me, that’s as important as raises and promotions.

So, here we go. And when you speak to your boss, you’ve got to remember, they don’t remember how much vacation personal time you have. I think they think it’s emblazoned in there, like, an Excel spreadsheet but they don’t know. So, go in there and say, “You may be aware or not that I have 10 personal days in calendar year 2023. I’d like to ask for three more personal days that I can use in September. And if we have to count them against my 24 time, that’s okay. Is this something that you’re ready to decide now? How can I help you make this decision?”

Pete Mockaitis
Okay, there we have it. Well, so I like that we got right into a lot of the pro tips on the formulation of the ask. Can we maybe back up a little bit and talk a bit about that asking reluctance. We talked about the fear of not knowing what to say. You’ve also formulated what you call two devils and three temptations when it comes to asking. What are these?

Laura Fredricks
Well, the two devils are assumptions and expectations, and that can just sabotage, even your thinking, about asking. So, there’s a lot of assumptions. Let’s go back to the person who wants to be CEO. They can do a lot of assumptions of, “I’ve been here X amounts of years. I’ve taken this company here. Everybody knows me.” And, like, in what we ever say, “It’s going to be a slam dunk,” but that’s way too much assumptions.

Or, “The more time I spend with someone, the more likely they are to know that I want their business.” This happens a lot in sales, a lot in real estate, “Take the person out for a thousand times, and they know that that person is going to buy the house from them.” Assumptions. Wipe it away.

Expectations. This comes a lot in personal relationships, especially, when we expect someone to know, “You need to clean the house more.” We expect someone to know, “It’s your turn to do food shopping.” We expect someone to know, “We have been on vacation. We’re going to take the biggest one we ever have.” Wipe away expectations and assumptions. You do need to ask and you can’t rely on those two.

And then my three devils, I mentioned them before, and they surface all the time: luck, chance, time. “If I ask,” and I hate this, “ten people, one person will give me investment.” Chance, “Well, my chances are pretty good because I just went out with them last time, and they’re going to know, and they’ll just do it, but I’m going to take my chances. I’ll sit back and wait.” And time, fall back on the other one, “The more time I spend with people, the more naturally they’re going to know what happens, and I don’t have to ask. It’s just going to happen.”

Pete Mockaitis
Okay. Understood. Well, tell me, Laura, any final things you want to make sure to mention before we shift gears and hear about some of your favorite things?

Laura Fredricks
Yes, there’s a couple things that I like. Just keep in mind, anytime you ask, it’s a conversation, and anytime you ask, it’s an opportunity. A lot of times, people can ask because they feel like they’re taking something away, the person is going to have less than they had before, but always think it’s an opportunity. They’re going to say yes, no, maybe, move on, but I’m guaranteeing you, if you don’t, there’s someone right behind you who’s going to ask that person. So, remember, it’s an opportunity.

Pete Mockaitis
All right. Well, now could you share with us a favorite quote, something you find inspiring?

Laura Fredricks
“The quality of your life depends on the quality of questions you ask yourself and others.” I made that up and I like it. It’s my guiding principle.

Pete Mockaitis
And a favorite study or experiment or bit of research?

Laura Fredricks
I look a lot towards two things – The Chronicle of Philanthropy, Advancing Philanthropy, just because I know the mindset of people with a lot of money, what they’re doing with it, why they’re giving it, why they’re not because that comes up in a lot of asks. Most asks have a monetary element to it, so I monitor those two. And, also, I’m an avid reader, I read The New York Times, The Wall Street Journal, The Washington Post every day.

Pete Mockaitis
All right. And a favorite book?

Laura Fredricks
To Kill a Mockingbird hands down. It’s my favorite book then. It’s my favorite book now. and, Pete, one of the wonderful things is I got a chance to see Jeff Daniels be featured as Atticus here in New York City. And what’s so wonderful and sometimes terrifying is that the lines, the original lines from the book, in the play made people gasp because they’re timeless. We’re still dealing with these issues. And so, to write that kind of book and still have it so relevant so many decades later is just amazing.

Pete Mockaitis
Okay. And a favorite tool, something you use to be awesome at your job?

Laura Fredricks
A couple because I’m on the road a lot, I use Egnyte because then I can access any of the documents I have, any of the press releases, on and on, and I like that a lot. Oh, my MailChimp, I could not live without that because that gets out my newsletter. And if anyone wants to be on my newsletter, it’s laura@expertontheask. Send me your email and I will put you on. I do a newsletter once a month, and it’s called 2S 1Q, two sentences and a question.

Pete Mockaitis
That’s right.

Laura Fredricks
So, those are my best. And then I invest in a lot of good lighting because it’s sometimes very difficult in a New York condo to get the right lighting, so I always invest in good lighting.

Pete Mockaitis
And a favorite habit?

Laura Fredricks
Read The New York Times religiously every morning, and my other two, The Wall Street Journal and The Washington Post because external forces govern internal decisions. You have to know what’s going on locally, regionally, nationally, internationally because they affect every ask you can do, won’t do, or need to do. And I also want to know what’s on people’s minds when people are asking. People don’t think about your ask in an incubator. They know what’s going on in the world and it’s on their mind so you have to be prepared for that.

Pete Mockaitis
Okay. And is there a key nugget you share that really seems to connect and resonate with folks; they quote it back to you often?

Laura Fredricks
I gave one before, “The ask is a conversation,” “Your tone is as important as your words,” and, “Listen with presence.”

Pete Mockaitis
And if folks want to learn more or get in touch, where would you point them?

Laura Fredricks
Two ways ExpertOnTheAsk.com or simply my name LauraFredricks.com.

Pete Mockaitis
All right. And a final challenge or call to action for folks looking to be awesome at their jobs?

Laura Fredricks
Make more asks. Don’t hold back. Use the five laws. Honestly, they really, really work. Be prepared. Be personable. Be present.

Pete Mockaitis
All right. Laura, this has been a treat. I wish you much luck with all your asks.

Laura Fredricks
Thank you. Likewise, my friend.

870: Becoming More Memorable and Persuasive with Diana Kander

By | Podcasts | No Comments

 

Diana Kander says: "If it's not memorable, then it's mediocre."

Diana Kander reveals the simple secret to creating more memorable impressions and persuading others to say yes.

You’ll Learn:

  1. Precisely how forgettable you really are
  2. The simple secret to becoming more memorable
  3. Why you don’t want to start with a self-introduction

About Diana

Diana is a serial entrepreneur who entered the United States as a refugee from Ukraine at the age of eight. By her early thirties, she’d launched and sold millions of dollars’ worth of products and services. Today, she is an innovation consultant, keynote speaker, and New York Times bestselling author whose books have been taught in over one hundred universities. She can juggle, do a handstand, though not at the same time . . . yet.

Resources Mentioned

Thank you, Sponsors!

  • Storyworth. Give the fathers in your life something super special this Father’s Day with $10 off at StoryWorth.com/awesome

Diana Kander Interview Transcript

Pete Mockaitis
Diana, welcome back to How to be Awesome at Your Job.

Diana Kander
Pete, I’m so excited to be here.

Pete Mockaitis
Oh, I’m excited to be chatting again. I remember, it’s funny, we’re talking about being memorable, and we’re just chit-chatting about how I remember a lot of the things you said the last time, even more than the average guest, even though they’re all swell and awesome. So, yeah, you’re walking the talk here, so I’m excited to get into some of your insights.

Diana Kander
Pete, I came here with a present for you. I’d hoped it would be here in person, but the mail service is not my friend this week. But you’ve done such an incredible job with this podcast, and when you’re on YouTube, you get those YouTube Awards. And in podcasting, there’s no awards, like nobody sends you anything in the mail. And so, maybe it’s presumptuous of me, Pete, but I made you this 20-Million Downloads acrylic plaque. Imagine me holding it. Here we are.

Pete Mockaitis
Oh, thank you.

Diana Kander
And so, I’ll send it to you after the show for you to put on your desk, but what an incredible feat for you to accomplish.

Pete Mockaitis
Oh, thank you. Well, that is so thoughtful. Wow, I appreciate that. I’m looking forward to placing that prominently. And I wonder, because we’ve had other episodes about how to, I don’t know, get people’s attention, or be persuasive, or cold email, or break into warm-up relationships, or whatever, and I don’t get very many cool gifts. I get a lot of pitches but it’s a pretty rare gift, and I didn’t even know this is coming. We said yes to you just because you’re fantastic and we want to hear what you have to say, so, but this is just pure gravy, so thank you for that.

Diana Kander
Yeah, bonus. Gravy is where relationships are made, Pete.

Pete Mockaitis
Quoted already, there you go. Well, it’s fun. We’re already warmed up but I had to know about your 2023 goal of doing the splits, because we talked about your plank insights last time, which was fun. So, I want to hear about you and the splits. How is that going?

Diana Kander
Every year, I pick an impossible physical feat. So, I teach people how to be more curious and innovative in their lives. And the way I push myself out of my comfort zone is I pick something that feels impossible for me to apply those skills to. So, between the plank, I did a handstand, I did pullups, and then this is these splits, and it’s going pretty good. Not even out of my comfort zone. It just takes a little bit of practice, and the right tutorials, and commitment.

Pete Mockaitis
So, now, when it comes to the splits, what are the primary muscles that got to get real flexible? Is it the hamstrings? Is it about all of them?

Diana Kander
Oh, boy. Yeah, it’s quads and hamstrings.

Pete Mockaitis
Okay.

Diana Kander
And your goal is to not tear anything while you’re trying to get to it. But, for me, the splits felt like an impossible goal. I’m over 40, I have never…I can’t even sit in a straddle. Some people might know that, like, with your legs. Even the little part, like gymnastics for my kids, I can’t do it.

Pete Mockaitis
Okay.

Diana Kander
And so, it felt like, literally, “Is this even possible for an older person like me?” And, in fact, it is.

Pete Mockaitis
So, you’ve done it?

Diana Kander
I’m getting close. I have till the end of the year.

Pete Mockaitis
So, you’re way ahead of schedule.

Diana Kander
I’m feeling pretty confident.

Pete Mockaitis
So, you feel like it’s just a matter of time.

Diana Kander
That’s it. It just takes time and determination.

Pete Mockaitis
Well, now, I want to know, as these muscles loosen and your range of motion improve, do you experience less pain or better posture or other benefits? What I’m getting at, Diana, is do we need to have a stretching episode for How to be Awesome at Your Job, or is that not at all that…?

Diana Kander
I know that you’re a big fan of The ONE Thing, Pete, and I thought this was going to be my one thing, that if I learned how to do the splits, I just imagined, like, a world of just general flexibility and posture. And I will tell you that that is 100% not the case. Like, I have no additional skills, like nothing else is stretch-ier. It’s just this one teeny tiny thing that I can do.

Pete Mockaitis
Okay, now we know, but it’ll be still cool.

Diana Kander
Still very impressive and I can do it anywhere, unlike pull-ups, like I need a lot of things to be right.

Pete Mockaitis
Well, when you say it like that, I’m imagining you’re just chatting with someone you just met, you say, “Hey, check it out, I can almost do the splits. Watch this.”

Diana Kander
I could it at the airport, yeah. People asking, people know I’m working on it, they’re like, “Can you do it?” I’m like, “Let me do it right here for you.”

Pete Mockaitis
That’s lovely. Lovely. All right. Well, we are talking about, you’ve got a book here, a fresh one, Go Big or Go Home: 5 Ways to Create a Customer Experience That Will Close the Deal. And I loved it when you were sharing with us, “Hey, I got this book,” you did part of our work for us in terms of, like, well, you know what, not all of our listeners are really in the world of sales or customer relations or customer experiences, but you’re like, “Hey, how do make your presentations memorable or how to double your closing rate for pitches.” Like, “Oh, well, that sounds great.”

So, lay it on us, any fascinating discoveries you’ve made while putting this together?

Diana Kander
Yeah, if we want to talk about being memorable, Pete, I think it’s important to understand how forgetting works first. So, let me tell you the research. An hour after you do your pitch, your presentation, you’re trying to get a new job, you’re presenting something, and you’re trying to get a big decision, an hour afterwards, they will forget 50% of what you said. And the week afterwards, they will forget 90%. And, unfortunately, you don’t choose the 10% that’s left. It’ll be like what shirt you wore or how many times you said uhm. Like, it’s a random 10% of the presentation.

Pete Mockaitis
All right.

Diana Kander
So, the only way to mess with those statistics, to have them remember more of it, is to have them have emotional peaks during the presentation. So, emotion is directly tied to our memory. That’s why you can remember almost everything about 9/11, or, a happier note, your wedding day. You can remember the weather, like every special part of that day. But you can’t remember a month before that what happened, anything about what happened that day.

So, if we can tie our presentation to some kind of peaks in their emotion, then we’ll have a lot more luck having them remember it and pick us. Then we’re talking to them on a subconscious level and we’re saying, “Hey, this just feels right.”

Pete Mockaitis
Okay, emotional peaks, that sounds great. I mean, fundamentally, how can I get someone else to have an emotional peak?

Diana Kander
Yes, how do you do it?

Pete Mockaitis
I’m thinking that Hollywood is awesome at this. We got the musical scores, and the shots, and the lighting, and the multimillion dollar budgets, and the most talented actors in the world, and the director saying, “No, no, no, no, no, no, that’s not good enough. Let’s run it again,” and have accents, I guess, in my own mind’s eye. So, how do we do that when we’re just humans talking to each other?

Diana Kander
That’s exactly it. Think about how you can remember lines from movies. Like, can you remember a line from a presentation? No.

Pete Mockaitis
Only a few.

Diana Kander
So, how do you get it in there and get it sticky? And so, in the book, we outlined a framework that spells out the word MAGIC, so five different things that you can do to create that emotional connection. And I’m happy to go through some of them or all of them with you today.

Pete Mockaitis
Well, yeah, so I think that I’m in, in terms of let’s hear those five things. I’m thinking, have we established sufficient why? That’s one of my little internal guidelines I’m thinking about. Being memorable sounds great. Being persuasive sounds great. Any other compelling reasons why being memorable and having emotion transmitted will be fantastic for folks looking to be awesome at their jobs?

Diana Kander
Let me tell you how this book came together. So, I got a call from a CEO, his company creates experiences for, like, stadiums, universities, and he said, “I want to write a book about our company and what we do.” And I said, “Good luck, buddy. I do not want to be a part of this effort.”

Pete Mockaitis
“Oh, do you want me to write that for you?” Okay.

Diana Kander
And he said, “Okay, I get it. Will you at least come take a tour?” And I said, “Yeah, I’ll come take a tour.” And I show up, and he’s walking me through this really impressive facility, and then he says, “Look, that’s the world’s biggest 3D printer.” And I was like, “That’s pretty cool.” He said, “We use it to build the world’s biggest 3D printed thing for the Raiders new torch.” You know, they have a torch in their stadium?

Pete Mockaitis
Okay.

Diana Kander
And I was like, “How did a company out of Kansas City win this huge deal?” And he said, “Oh, we have a move. Like our typical close rate is 45%, but when we do this move, we’ll close 90% of deals.”

Pete Mockaitis
Oh, this is what I love. Therefore, Diana, lay it on me.

Diana Kander
And I was like, “Okay.” And so, he explains what they do, and I was like, “This sounds amazing.” And I started interviewing employees at the firm, customers of theirs, other people who do move-like things, and I’d become obsessed with this idea. And by the end of it, I’m begging him to let me co-author this book about this method they do so that I can share it with as many people as I can. And so…

Pete Mockaitis
What’s the move?

Diana Kander
He did to me, you know. It’s about connecting with the person that you’re talking to on an emotional level. And you can do it even if you never even meet the person, and it’s about using these tools that are at your disposal that most people neglect, and because they’re not memorable, they are just mediocre. They blend in with everybody else who’s pitching or trying to get the attention of the people that they’re pitching.

Pete Mockaitis
Ooh, it sounds good. Now, Diana, before we get too excited, I’m wondering if there’s any nervous folk in the audience, saying, “Wait a minute, Diana, is this manipulative if I’m stirring up emotions in another person deliberately?”

Diana Kander
Yes. I don’t think it’s about being manipulative. I think it’s about showing exactly who you are. I think that a lot of times we want to connect with other people, we’re excited about the thing that we’re trying to sell, but we don’t know how to communicate that. We can’t be like, “Pete, this is an exceptional book, and you’ll have to know about it.” Like, that’s just mediocre. So, how do we connect soul to soul, Pete, like, establish deeper trust and connection with people in a way that just our words alone can’t do?

Pete Mockaitis
Okay. Got you. So, I think maybe some fundamental principles associated with, “Hey, it’s something you really believe in. It’s going to be for their best interest and for their benefit. You’re not a flimflammer or a con artist.” Okay, so assuming that’s true, let’s proceed.

Diana Kander
Okay, let’s assume that’s true. So, the framework spells out the word MAGIC. Do you want me to give you all of them? Let me open up the book. M, you make something surprising; A, you analyze them on a deeper level; G, you give the pitch in the right order; I, you include a 3D object; and C, you co-create together.

Is it embarrassing that I had to open up my own book to read those five short statements to you? I just wanted to get them right.

Pete Mockaitis
Oh, no, no, I dig it. I think that will facilitate Googling it everywhere, when they’re, “Who was that guest that Pete had who was so amazing, and there’s magic, and it was…?” So, that’ll be useful. It’ll trigger the keywords just right. So, yeah, let’s go through it. How do we make it surprising?

Diana Kander
All right, Pete. Make it surprising is doing ordinary things in unordinary ways. It is finding little ways…

Pete Mockaitis
For listeners, she’s sipping from a How to be Awesome at Your Job mug, which you have had printed because they don’t exist in my world.

Diana Kander
Yeah, I made my own mug. I love schwag so much, Pete. I love schwag, I have an account at the place where I made your award. I love schwag so much I made my own How to be Awesome at Your Job schwag.

Pete Mockaitis
That is fantastic. Thank you. And now I want one. And I’m wondering, so when it comes to schwag, you didn’t print 300 of these.

Diana Kander
I didn’t.

Pete Mockaitis
You did one. So, first of all, it’s very practical, who lets you do just one?

Diana Kander
You got to find ways to do ordinary things in unordinary ways. So, for instance, people who are applying for jobs can find creative ways to convey their information. I’ve heard of people who put their resumes on a cake, or in a box of donuts, or in a chocolate wrapper, lots of food items. But you basically communicate the same thing you would communicate otherwise, but in new and unique ways. And that could include having some kind of sight or sound or color. Does that make sense?

Pete Mockaitis
That is so good. You know, back in the day, when I was doing tons of case interview coaching for aspiring consultants, there was a guy who was awesome. He was having trouble getting attention from, I believe, it was McKinsey & Company, and it’s one of these good selective consulting firms. And for his birthday, he sent a cake to the office that had some of his contact information, and it said, “All I want for my birthday is an interview with McKinsey.” And they didn’t respond right away, but they got around to it and he got the job, so that was cool.

Diana Kander
That’s amazing because it was memorable. And this could be as simple as, when you send an email to somebody, to send a video instead, or maybe use some kind of music. Just changing what people are expecting, it could be as simple as changing your signature line in your emails to be something that is surprising, unexpected for them.

Pete Mockaitis
That’s cool. And very practical little piece here, where can I get schwag printed on a one-sy, two-sy basis instead of, “Oh, buy 500 mugs”?

Diana Kander
Zazzle.

Pete Mockaitis
All right.

Diana Kander
Do you know that website?

Pete Mockaitis
There you go. I do now. Thank you. Zazzle.

Diana Kander
Oh, yeah, I have a block membership for those, and it’s official.

Pete Mockaitis
Okay. So, we’re surprising, we are doing something that is unexpected, and it’s maybe physical. Just for funsies, could you give us a couple more examples?

Diana Kander
Yeah, I think it’s all about researching the person. So, for instance, we started this interview and I had that award, but in order to come up with a thing that I wanted to surprise you with, Pete, I had to listen to a bunch of your old podcasts, and I had to think about, “What would Pete care about? What would be valuable to him?” And so, it’s about really just being thoughtful and starting the conversation off by saying, “This interview is going to be different than your other interviews,” and just making them feel that teeny tiny tweak.

Pete Mockaitis
Yes, indeed. I dig it. I love it. And that takes some hustle, some effort, some time and energy. And I guess you could have help to assist you with some of that in terms of background legwork research, but a part of that I guess really does need to be from you.

Diana Kander
You have to care so you can’t do the move on every project. You can think about if you have a sales process, how to add pieces of magic that are consistent but it still requires this move. This special kind of connection with others, requires you caring and doing a little bit of extra in order to make them feel special.

Pete Mockaitis
Yeah, that’s good. That’s good. And what’s funny, and I think I get a lot of the opposite in terms of…well, I get a lot of pitches, and it’s a blessed place to be.

Diana Kander
Sure.

Pete Mockaitis
Better than the first few where we were pounding the pavement, asking lots of people and only a fraction said yes. Now, this is, “Oh, so many incoming pitches,” but they say, “Oh, I love your show,” it’s like, “Hmm, do you? I don’t know if you’d listened to my show at all, particularly because this is so not relevant.”

And so, that’s a real bummer when it’s just straight up, I don’t know, lying or inauthentic. And so, yeah, so you do that and it’s surprising. It’s very cool. Could you give us some more examples? We got a cake, we got 20 million downloads, we got the mug.

Diana Kander
It depends on what you’re doing. So, if you’re trying to get a job, again, it’s about getting somebody’s attention in a meaningful way. If you’re trying to create a memorable presentation, surprise could be something funny that happens that’s just different than how most speeches start. We believe in this idea of the golden window, which is you have 30 seconds that they’re paying attention and their brain is asking themselves, “Do I know what this is like? Like, have I seen something like this before?” And if the answer is yes, they’ll pull out their phone.

So, if in that first 30 seconds, you can do something that says, “This is different. You need to pay attention,” because if you think about it, Pete, like what your body does when you’re surprised, you kind of make this, “Huh!” face. You’re open, your hands are open, your eyes are open, your mouth, you’re just taking in as much content as possible. And that’s what we’re doing to them, we’re making them surprised, and then they will pay attention to the next part.

Pete Mockaitis
And so, for the start of a speech, you might give a counterintuitive fact.

Diana Kander
Absolutely. I start my speeches on curiosity with a picture of Snoop Dogg, and I say, “How many people in the audience know who this is? And what’s he up to these days? What job is he doing?” And now I have all eyes, all attention on me because they’re like, “What’s happening? I thought I was learning about strategy in business.” And they are, but we’re going to get there in a very fun way.

Pete Mockaitis
I like it, Snoop Dogg. I’m impressed even more, Diana. Just more examples. In the context specifically of a speech or presentation. Snoop Dogg, they didn’t think that was coming up. What else?

Diana Kander
Adding elements of music like nobody’s expecting, like a soundtrack behind you. Some people include funny videos or memes, just anything that disrupts, like, “This is going to be educational, this is going to be boring.” “I have education for you,” anything that you can make surprising.

Pete Mockaitis
Now, I’m thinking about another speaker, this is hilarious. He was all mic’d up and they were reading his bio, it was like, “So and so, he’s presented in so many countries,” or done whatever, and he just said, “Oh, my, that’s impressive.” It was like, “We know you wrote the bio that they’re reading right now.” That just tickled me. I guess I’m in the speaking world but that just tickled me because it was surprising, like, “Nobody does that.” And, sure enough, it got me in a receptive mode.

Diana Kander
Yeah. And let’s talk about some of the other elements of MAGIC because this can be stacked, so the more of them you can do at once, so, for instance, I got your mug on How to be Awesome at Your Job and that is a 3D object, which we’ll talk about in a second, plus the element of surprise. So, how do we combine some of these together?

Pete Mockaitis
Absolutely. All right. Well, let’s hear about the A.

Diana Kander
Okay. So, A is analyze them on a deeper level. Most people, when they’re pitching somebody, are doing demographic research, which is, “How long have they been at their company? How big is their company?” Just like imagine creating a human-shaped wallet, that’s what you’re doing. You’re just figuring out what the wallet looks like, but you’re not getting to know them as a person.

And what you really want to do is psychographic research, which is understanding their values and what they really care about and things that are tangible, like on the surrounding edges of what they actually do for a living because that will help you connect with them much more than anything that you talk about in the presentation.

Pete Mockaitis
Well, Diana, now I want to know what are my values that the public doesn’t know so much.

Diana Kander
Well, you heard earlier when I was like, “Well, Pete, you love The ONE Thing.”

Pete Mockaitis
I do.

Diana Kander
You do. And now I can talk about my content in terms that resonate with you, if that makes sense.

Pete Mockaitis
You know, it’s so funny, that didn’t actually resonate with me as much, not that you’re wrong, I really do love The ONE Thing. But I guess I love The ONE Thing so much, it’s like, “Yes, of course, every human being…”

Diana Kander
Everybody loves it.

Pete Mockaitis
That’s just as it should be for all of humanity. Shout out to Jay Papasan. Listen to that episode where we talked about The ONE Thing. So, yeah, it’s funny, I’d even recognize that as distinctly me because it’s like the water that the fish swims in.

Diana Kander
I will tell you, Pete, a lot of people still don’t know what The ONE Thing is.

Pete Mockaitis
It’s true. It’s true.

Diana Kander
They don’t know about it. So, it’s about understanding this person and what they care about, like I know you care a lot about systems and productivity, and you’re exceptional at creating systems around this show on how to make sure that you have a really good show that doesn’t take up a lot of your time away from three kids. And these are all points for me to communicate, like how we value the same things.

Pete Mockaitis
That’s good. It’s true. Well, yeah, it’s funny, that might not have surprised me in terms of, like, yes, like, “Wow, you figured that out about me,” but I was sort of dialed into like, “Yes, clearly, we are on the same page here. Proceed.” So, it was a positive impact, if not a surprising one, yeah.

Diana Kander
Do you know how jury consultants work, Pete? Have you ever heard of this job?

Pete Mockaitis
Just a little bit. Only from the movies.

Diana Kander
Okay. So, you go into a trial, and at the trial, they’ll start with 48 people sometimes that they have to narrow down to 12.

Pete Mockaitis
Voir dire.

Diana Kander
Yes. And as soon as they come up with this list of 48 names that they hand to the lawyers, the lawyer scans it, and sends it to, I’m not going to say guy in a van, but, today, guy in an office that now starts doing what is called psychographic research on each one of these people by looking at their social media profiles, like everything about their lives, their criminal records.

I’m not saying you need to do that about your business contacts, but you would understand them at a deeper level. But you would be surprised at how much information is available, articles that they write, things that they care about, that could just be little hooks for you to bring up as conversation points during your interaction.

Pete Mockaitis
Well, that’s really good, and I suppose I did not know that, although it makes total sense now that you say it. I just sort of assumed they were looking at the broad strokes in terms of, “Oh, this is a woman. That is going to be good for us.” “Oh, this is an elderly person. That’s bad for us.” But you’re saying, “Oh, no, no, no, we go deeper that surface level. Uh-oh. Whoa!”

Diana Kander
And it usually takes, like a lot of people think that takes a lot of work. No, it takes, like, 15 minutes if you’re looking in the right places to find. And we’re looking for moments of connection. We’re looking for a good reason, you know, not to get them off the jury. But it’s pretty much the same thing that you would do in a conversation with somebody, Pete, where you’re like, “Oh, where did you grow up?” but you’re doing it ahead of time before you’re actually in the meeting.

Pete Mockaitis
Yeah, that’s cool. And in your experience, folks generally like this as opposed to, “Whoa, that’s creepy, Diana. How do you know all this about me?”

Diana Kander
Yeah. Well, you don’t show up, and you’re like, “Ah, Pete, I see here that you live at this address, your house is worth this much, and your children’s names are so and so.” Like, you don’t want to try to freak them out. You got to be cool. But you find ways to, in a cool way, make it a part of the presentation, whatever you’re pitching.

Pete Mockaitis
Okay. So, we’ve got that. How about the G?

Diana Kander
The G is you give the pitch in the right order. So, Pete, most people, and they mean well, but this is how most presentation starts, they say, “Hey, let me tell you a little bit about myself, then I’ll tell you about my company, and then I’ll tell you why you should choose the thing that I’m recommending.” And that is the opposite order in which you’re supposed to pitch.

We do it because we think that we need to establish credibility, but they don’t really care about us or anything we have to sell until they believe that we understand them and how they see the world. So, every presentation has to start with them, and communicating to them that you see the world in the same way that they do. Does that make sense?

Pete Mockaitis
Yes, it does. And now I’m thinking about webinars because the formula…

Diana Kander
That’s exactly it.

Pete Mockaitis
…is always the same thing, it’s like, “Well, let me tell you about my story.” It’s so funny, it’s like, “Yeah, I don’t care about your story.”

Diana Kander
That’s right.

Pete Mockaitis
But what they’re trying to do is, “See how I’m relatable and like you. Like, I, too, had dry eyes, or this pain, or a business that was floundering, or I was overwhelmed by looking at different marketing approaches.” So, I get that that’s what they’re trying to do. I don’t find it as grand but I think what you’re trying to reconcile is, I think what you’re saying is the point is less like, “I went to Harvard, and that’s an impressive school, and I got really good grades, and I’ve been in this industry for 20 years.” It’s, like, that’s not so interesting. But if you also love The ONE Thing, or whatever, that that is conveying that you’re telling me about yourself but you’re, more so, conveying we see the world similarly.

Diana Kander
Yeah, and I think that we do that by starting with them and not us. So, your listeners know very little about me right now, actually. They do not know that I’m a refugee from the Soviet Union. I was born in the Ukraine. These are all interesting things but they have nothing to do with them and what they’re trying to do in their lives.

I want to come in just bringing a lot of value. And at the end, if I’ve done my job of showing them why this can really help them at work and in their business, then I’ll tell them some stuff about me, then they’ll want to know, like, “Who’s this person that I now care about? What are some interesting things about them?” That is the place to bring in stuff about yourself and your origin story and why you’re passionate about this. But at the beginning, it’s just like it’s glazing over and nobody’s listening.

Pete Mockaitis
And the way I am able to share that is I’ve done my research, the deep analysis, previously, and so I’ve got that. So, you gave me, hey, The ONE Thing, and I like The ONE Thing. Could you give us some other key sentences that you’ve seen make a world of good impact when shared early? You could say, “Hey, this was the audience, this was what someone said and they loved it.”

Diana Kander
Yeah, I think the best way to start early is with a question. So, if you have an audience, especially one that you can interact with, the best way to start is by asking them a kind of question that makes them reflect on their own lives where they tell you. So, for instance, when I start the “Go Big or Go Home” keynote, I’ll say, “What does it feel like when somebody’s pitching you? Like, you go to your door, and there’s somebody sitting there with a clipboard, and they’re like, ‘You’ve been pre-approved.’”

And so, they talk about, “Ugh, it feels icky.” And then I say, “Well, what is the sound? Can we make a sound out of that feeling?” And so, then we, as a room together, make the sound, and it sounds like, “Ow, blech,” you know, a terrible sound. Now, all of us, we are pitching on a daily basis, and what we want to be is like a magician. So, what is the sound that you would make when a magician performs their trick and does so flawlessly?

Pete Mockaitis
“Ahh!”

Diana Kander
Yes, that is how we want people to feel about us. We want them to feel that sound. And so, now, we as a group, have done something together. We’ve made that gross sound, we’ve made that ahh sound, we are on the same page, and now we can move on to something interesting or maybe even more surprising, but now we’re doing something together as oppose to me coming in, and being like, “Let me tell you about my sales experience and how this is a method that could really help your company.” You’re like, “Okay, I’ve heard this.”

Pete Mockaitis
Yeah, and it’s so funny that the sound about an emotion is really resonating because I’m thinking about David Allen, Getting Things Done, we’ve had him on the show a couple of times. He’s great. And he talks about, when you have a list of stuff, a to-do list, or whatever, and you look at it, you just go, “Ugh!” And that’s one of the things I remember most of all the things he said in the hours of David I’ve listened to and read, is the “Ugh!” because I feel it, and I think it later.

And then he brings me for home, he’s like, “Well, part of the problem is you haven’t clearly identified the next action or started your to-do list with clear verbs associated with, well, ‘What does mom mean on your to-do list?’ It’s going to lead you with an ‘Ugh!’ because it’s unclear, that’s one of a dozen things.” And here, now, I feel connected to David and what he has to say. So, I’m with you on the sound emotion.

Diana Kander
Well, that’s surprising. Most people communicate their ideas with words not sounds. And so, that’s another way for us to combine some of these elements together.

Pete Mockaitis
Okay. And the I?

Diana Kander
The I, include 3D objects. So, there’s some crazy research, Pete, about how our brains memorize. So, we’re not talking about understanding what your learning method is but I’m talking about remembering, and we all remember visually. And so, you’re going to remember something that’s a picture much more than you will just text alone, but you’re going to remember 3D objects even more than the picture.

And so, I have this example during the keynote where I talk about a product which is called the poo trap, and it is this harness that you put on your dog, that captures the poop at the moment it comes out of your dog, so just imagine that. So, I’m describing, I read the description, but then I show you the photo, which I had to put up on the screen now, but it’s like this S&M-looking contraption for your dog with a bag at the end.

And then everyone laughs, and I’m like, “Look, this photo is so much more memorable than the description,” and I go to my bag on stage, and I’m like, “I’m going to pass around this 3D version of the poo trap. Let’s see which you remember the most,” and they’re like, “Oh, my God!” So, how do you bring your ideas into the physical world?

I’ll give you another example. My friend, Abe, is a cancer researcher, and he goes to these conferences of cancer researchers, and he has this incredible work about how to get your T-cells to fight cancers themselves, like how to arm your T-cells so that you don’t need chemotherapy and you don’t need radiation when you have cancer. But when he goes to these conferences, like everybody’s working on something miraculous, so it’s hard for him to get people’s attention.

So, what he did was had another friend of ours, his kids go to my kids’ school, and we had another mom from our kids’ school make a 3D model of a T-cell fighting a cancer cell, it’s just like a big blob with plastic icicles coming out of it and some lights, like it’s a 3D rendering of science. But he puts it on a table, and he goes to a cancer conference and just flips it on, and everyone flocks to him because they want to know what the thing is.

Pete Mockaitis
“What is this thing?” Yeah.

Diana Kander
It’s different. It’s different. This is about standing out. It’s about being memorable. It’s about piquing somebody’s interest. And it has sparked so many conversations that are so valuable for his research, all because he brought this intangible idea into the 3D world.

Pete Mockaitis
Well, that’s juicy. And so, now I’m thinking, I have almost signed up and gone to ATD, the Association for Talent Development conference a few times.

And so, as I’m thinking, if I were to have a table as an exhibitor, and so, “Hey, I’ve got a podcast about being awesome at your job,” I might just have a big ole microphone at the exhibition booth table. And that’s kind of weird and different, and it’s just like, “So, what’s up with the microphone? Like, that’s all there is, huh? That’ll do it?”

Diana Kander
Or it just depends on how creative you want to be but anything that is a representation of what you can create. I spoke to this group of insurance sales folks, and one of them talked about bringing a jar full of pennies with him to appointments. And it’s not a big jar of pennies but it’s this much a month that protects your family in case this horrible thing happens. And you look at it, and you’re like, “Well, I could part with a jar of pennies like that.” And so, it’s just about taking any part of your presentation and making a physical element of it, just something to bring people to you.

Pete Mockaitis
Well, lay it on us some examples of if things feel abstract, like happiness, joy, a fulfilled employee who wants to stick around longer because they’re engaged and motivated, what are some of the things?

Diana Kander
So, like when you’re pitching, when you’re pitching, Pete? Is that what we’re talking about?

Pete Mockaitis
Yeah, sure. I’m just thinking to make a 3D object out of the intangible, what are some cool ideas or examples of how that’s done?

Diana Kander
Sure. So, one way is to make 3D objects about them, so it has nothing to do with your product offering, just your enthusiasm for what they do. So, the mug, the plaque, these are all examples of my enthusiasm to be here with you today. Second, you can show a 3D, something physical that is an example of what you’re talking about.

So, people that I’ve helped get jobs before, they have printed out their number one reference, referral, on a thick piece of paper and left it. And it’s different than emailing it to somebody. Do you know what I mean? Like, one really thick piece of cardboard with this valuable testimonial. They’ll be like, “Do I throw this away? I don’t know what to do with this,” but they’ll handle it, and so it’ll go into a different part of their brain.

Somebody else that I worked with, she went to a presentation and she brought a bunch of tacos with her, and she said, “Our city has the best tacos, and taco stands for…” and then she had something for each of the letters, like tenacious, audacious, I don’t know. Each one of the taco letters stood for something, but they were representative of what she would bring to the job, and it was very competitive. Then, again, she got it.

Pete Mockaitis
That is cool. And I’ve got a buddy, Kevin, who was presenting, like, “Hey, this is what could be possible if you sort of let our organization just take care of this whole event,” because there was a coalition, it was complicated, a lot of infighting, whatever. And so, he had some large card, like you might find in a preschool, large cardboard-like bricks, and so it looked like red bricks.

He’s like, “So, hey, this is how many people we have right now but our projections are, with this estimate and these funds and the initiatives, we’ll be able to have this many people. We’re going to build it up so it’s six times bigger.” And so, you could put that on a stacked bar chart on a slide, sure. But sure enough, it’s like, “Ooh, that’s a lot of bricks,” just hits people even though it’s the same thing but it’s in 3D.

Diana Kander
Pete, yes/and. So, what I would do in that case is I would bring something that is elaborate that they would not have money to spend on their event but would be cool. So, like as an example, one of those cameras that spins around you and produces really fun social media footage

Anyway, you would bring something that’s like, “We would never be able to afford that,” and be like, “Yeah, you can. Let me show you how to afford this thing. It would be really cool for your event because we’re going to run it a little bit different.” So, like, something that is aspirational, you know.

Pete Mockaitis
And, Diana, I’m curious, since you are an innovation and creativity expert, if folks are thinking, “That’s a really cool concept,” and they’ve only got two ideas and they feel pretty lame, how would you recommend they creatively generate some better ones? Should we hire you for consulting, Diana? Is that right?

Diana Kander
I think it’s about trying to work with people and brainstorm, like, what would work best in the situation, and just volume, volume of ideas. I really believe in creating top ten lists. I think we may have talked about this last time, but we often stop at the first or second idea for something. But if you can push your brain through creating ten different ideas, like some of them will be terrible, but the best one will probably be in the middle, and you would have prevented yourself from getting there by stopping at the first or second.

Pete Mockaitis
That’s cool. All right. So, now, what’s the C?

Diana Kander
The C is co-create together, and we have this really interesting piece of research that was done. This woman followed Hollywood executives around and CEOs as they were getting pitched. So, these are people that are getting pitched a lot of times. And her quote is that people think that just having a good idea will sell itself, and they are wrong because these people who are getting pitched a lot, they kind of try to put you in a box as soon as you come into the room, and stereotype you in some way. And the only way for you to get out of that box and to close the deal is to ask them to co-create a piece of that presentation with you.

So, what that means is we can’t have a fully-baked idea that we go in with. We can have kind of parameters of what we think the idea is, but if we can get them to co-create with us, like, suggest their ideas, kind of like you’ve been doing today, Pete, you’re sharing your experiences, making it a richer experience for everybody else, then that is a true art of seduction.

So, this woman who followed all these executives around, the people who had the best chance of winning the pitch are the ones that had an element of co-creation in it, not ones that are just like razzle dazzle them.

Pete Mockaitis
Okay. Can you give us some examples of how that might be articulated?

Diana Kander
Yeah, we have examples in the book of how people come with an idea up to 50% and then they say, “What do you think? How do we solve this problem? Let me articulate the problem. How do we solve it together?” If you’re doing a presentation, it’s about having chunks of the presentation where people get to interact. They are voting. They are responding. They are doing something to be a part of the experience in a way that if I were to do this again, it would never be the same exact experience.

Pete Mockaitis
Okay. So, is it sort of like, “Hey, we see there’s four options. Vote here”? Or, how does that sound?

Diana Kander
So, one of the things that I do at the end of my presentations is I will create a top ten list with the audience. So, I say, “I know how this stuff is important in your work but I don’t do what you do every day. So, can we come up with a list of ten things that are like ahas, or takeaways, or things that you would want to share with the rest of the audience?”

And now, they are co-creating the presentation with me. It’s my framework but then they give examples from their own lives, and they enrich the content even better, and give everybody else ideas in the specific industry that I’m talking to.
Pete Mockaitis
And, ideally, those will be all the more precise and specific to their experiences, whether they are in the food and beverage industry, or industrial mining, or whatever.

Diana Kander
That’s right. And for the people listening to your podcast, they have a job, they’re pitching to their boss, if you come in and you feel like you have to have all the answers, they’re not going to be as bought in as if you say, “Let’s solve this problem together. I’ve done this much legwork, I’ve got this much figured out, I’d love your feedback on what you think about this part, or this part, or help me brainstorm here.” And if you genuinely care about their opinion, they’re going to be a lot more invested in the overall outcome.

Pete Mockaitis
All right. Well, Diana, tell me, any final do’s or don’ts you want to put out there in terms of being memorable and persuasive?

Diana Kander
I think that thinking about how to create more magic in your life is the key to building better relationships. It helps you get gifts for your spouse and your kids. It helps you improve existing relationships and build new ones.

Pete Mockaitis
That’s good. All right, Diana, now let’s hear about some of your favorite things. Could you start with a favorite quote?

Diana Kander
I’m going to give one from the book, which is, “The only way to connect with people in a way that no one else can is to do research that no one else will.”

Pete Mockaitis
Yup. And a favorite study or experiment or bit of research?

Diana Kander
We talked about this study in the book about how they put people into an fMRI machine, and they can actually predict your decisions 11 seconds before you can rationally understand them, which means that we’re making decisions in our gut, and then it goes up to our brain where we rationalize why we’re so smart and we made that decision.

But our body is a much older system than the rational brain alone. Like, almost all of our decisions are made on an emotional level in our gut. And so, if you know that about a person, then you want to be able to speak to their gut, and connect with them on that emotional level, because if you just try to stick with logic and reason, you’ll never break through to that very important level.

Pete Mockaitis
Well, you know, Diana, I’ve heard that many times before, that we make decisions emotionally and then rationalize them later. This fMRI 11 seconds is new to me, so thank you. Can you expand on the protocol for this study, that they say, “Hey, do you want to do this or that?” and they could see, “Ooh, the brain is lining up on excitement here and dread there, therefore, they’re going to pick A”? Is that how it goes down?

Diana Kander
That’s exactly it.

Pete Mockaitis
Okay.

Diana Kander
And there’s an additional study where they asked people, you know, that study, “Coke or Pepsi? Which do you prefer?” And when the cans were blind, you can’t tell which one is which, people overwhelmingly prefer Pepsi. But when you can see the brand logo, people overwhelmingly prefer Coke. And in the fMRI machine, they can see that when they get excited about Coke, it is their emotional-like memory chunks that are lining up, and Pepsi does nothing for those. I don’t know how they got in there but it is the emotional connection.

Pete Mockaitis
You mean the actual can inside an fMRI machine, it is a picture?

Diana Kander
No, their brains. The brain. But it is our emotional connection to certain things that gets us excited and drives us to action. And if you want to get a yes in a room, you want somebody to pick you, you want them to do what you’re recommending, then you have to talk to them, you have to spike those emotions in some way.

Pete Mockaitis
All right. And a favorite book?

Diana Kander
So, related to the topic that we’re talking about and doing research, there’s a book by John Ruhlin called Giftology that I really got a lot of. I don’t know if you’ve heard of it.

Pete Mockaitis
I don’t think so.

Diana Kander
Okay. Well, it’s on how to give really meaningful gifts. And we ended up interviewing John for our book, but it is, like, the gospel on how to give professional gifts in a way to create connection with people.

Pete Mockaitis
Okay. And a favorite tool?

Diana Kander
I have to talk about Notion, which is my new second brain. I used to write down everything everywhere, and now I have literally all my thoughts and ideas in one place, and I’m so grateful for it.

Pete Mockaitis
And I might just follow up here a little bit. I’ve used Notion just a smidge. But can you tell me why is Notion superior to, like, an Evernote, or a Bear, or the Notes, Memo app that’s native to phones?

Diana Kander
Because you can create, like, let’s say you have an idea, you can create pages within that idea, so it’s not everything just one straight line. So, for instance, I have, let’s say, marketing for my company, and then I have a newsletter hub, a webinar hub, so each of those is a hyperlink to another page. And in that other page, you can create tables, and you can create that do math for you, and you can create content ideas, and you can add documents and links to…it’s all saved in one place. I don’t know what to tell you but I do know that, now, I have three tabs open on my Chrome. And before Notion, it was a thousand.

Pete Mockaitis
Okay. And a favorite habit?

Diana Kander
It is drinking 100 ounces of water every single day, Pete. And I’ll give you a rule that helps me do that. I think you have to have rules to help you do the things that you want. And I promised myself that I will drink two glasses of water before having a cup of coffee in the morning, so that helps me in the morning. And then every time I go to the bathroom, I drink a glass of water. I don’t know if you’ve heard the Tiny Habits book.

Pete Mockaitis
Oh, BJ Fogg, he’s great.

Diana Kander
And now it’s like a cycle that doesn’t end.

Pete Mockaitis
So, what is the impact you have observed of drinking 100 ounces of water per day versus just whenever you’re thirsty?

Diana Kander
We don’t fully understand how much impact just having enough water in your system does for your nutrition, like, just washing toxins out of your body, staying healthy, having the ability to have more energy throughout the day, being able to go to sleep on time. Like, it’s an unbelievable amount of benefits that you can get.

Pete Mockaitis
And speaking of hydration and sleep, do you have a hydration cut-off time?

Diana Kander
Oh, definitely, like 7:00 o’clock. I stop the cycle.

Pete Mockaitis
Okay. And is there a key nugget you share that really seems to connect and resonate with folks; they quote it back to you often?

Diana Kander
I think a way to sum up this conversation is if it’s not memorable, then it’s mediocre. And I think we overestimate how much of an impact we make on others. And our goal shouldn’t just be to do our best job, but it is to be memorable. And when we make that the focus, we’ll bring a totally different game to the challenge.

Pete Mockaitis
All right. And if folks want to learn more or get in touch, where would you point them?

Diana Kander
I am very prevalent on LinkedIn. I would love to connect there. And you can go to my website, DianaKander.com. And, oh, Pete, I brought a gift for all your listeners, not just for you.

Pete Mockaitis
Oh, boy.

Diana Kander
I care about them. I want to connect with them. It’s a pretty good gift, actually. If you want a copy of the book but you don’t want to buy one, just email me diana@dianakander.com, and I’ll send you a digital copy of Go Big or Go Home so that you can benefit from the lessons. You just got to tell me why you want it, and it’s yours.

Pete Mockaitis
All right. And do you have a final challenge or call to action for folks looking to be awesome at their jobs?

Diana Kander
As I think about your audience, Pete, I think the number one thing I would say is dig your well before you need it. Make sure that you have the relationship. Like, things are happening at a very fast pace. Things are changing, you’re going to need relationships in your life for whatever the next thing is, so make sure that you’re investing in all of those individuals so that you can help them or they can help you later.

Pete Mockaitis
All right. Diana, this has been a treat. I wish you much bigness and fun.

Diana Kander
Thank you so much, Pete.